Bank Compliance Attorney Jobs in Eden Prairie

Ethics and Compliance Counsel Duties: The candidate will ... carry out all ethics and compliance responsibilities that are delegated. Oversee ... for inquiries regarding ethics and compliance. Where appropriate, own..

Compliance Counsel - Life, Disability, & ... candidate will provide prompt, practical compliance and technical support to account ... checklists, calendars, grids and other compliance-related material to help clients stay..

Senior Counsel - Life Insurance Products The candidate will provide legal guidance and support to New Business, Underwriting and Reinsurance business partners. Provide legal guidance and support on Board Governance matters, ..

A law firm in Minneapolis, MN, is seeking a Banking Associate Attorney with 2-3 years of substantive experience in commercial lending transactions, construction and development financing, and related financing mechanisms. The ..

Principal Compliance Specialist, Corporate Functions and Payment ... with the research of regulatory compliance requirements and evaluating the adequacy ... identification, assessment, and communication of compliance program risks and controls...

Senior Compliance Counsel The candidate will provide ... advise on legal and regulatory compliance matters across the company, including ... across the company, including product compliance, pricing, promotions and marketing..

Senior Counsel – Digital The candidate will provide effective legal and regulatory advice and support for enterprise-wide, customer-facing digital channels. Legal responsibilities will focus principally on digital and mobile product development ..

Compliance Attorney Editor Duties: Research and analysis of designated content streams to support content creation and preparation, monitoring of trends and developments within assigned topical areas, and troubleshooting of content and ..

Senior Manager Compliance Programs Duties: Manage a team ... team that maintains and enhances compliance program components. Provide support, coaching, ... annual performance evaluations. Research regulatory compliance requirements and develop..

Senior Manager Compliance Programs, Corporate Functions Duties: The candidate will manage a team that maintains and enhances compliance program components, including, but not limited to assessing regulatory changes, evaluating risk associated ..

Senior Lead Counsel - Conduct Management and Internal Investigations The candidate will manage compliance and employment-related investigation activities for all conduct investigations, including processes for assessing root cause(s) and employee accountability. ..

Regulatory Attorney The candidate will collaborate with ... other attorneys and risk and compliance professionals in support of Bank’s efforts to establish an enterprise ... rules, and regulations applicable to..

Lead Compliance Officer The candidate will provide ... monitoring of business group risk-based compliance programs. Will maintain compliance risk expertise and consulting for ... standards and programs to drive compliance..

Manager Compliance - Personal Securities Trading Duties: ... operations which consist of reviewing compliance reports, managing the preclearance approval ... Partner with local business unit Compliance Officers to execute or..

Global Compliance Counsel Responsibilities: Responsible for framework ... Responsibilities: Responsible for framework of compliance and ethics programs globally. Provides ... and ethics programs globally. Provides compliance support for on-going Board..

Employment Attorney The candidate will provide excellent advice and guidance to clients and colleagues on a variety of legal matters. Build trusting relationships that allow the business to make well-informed decisions. ..

VP , Corporate Counsel, Data & Privacy The candidate will be providing legal advice to ensure Prudential’s practices with regard to personal information of customers and employees comply with applicable domestic ..

Principal Compliance Specialist Duties: Maintains and enhances ... in support of the overall compliance program components. Assists with researching ... components. Assists with researching regulatory compliance requirements and evaluating the..

... is seeking a highly qualified Bank and Finance Attorney to join its team in ... academic background in law. The attorney will be responsible for handling ... and finance..

Principal Compliance Specialist The candidate maintains and ... in support of the overall compliance program components. Assists with researching ... components. Assists with researching regulatory compliance requirements and evaluating the..

Lead Counsel - Wealth and Investment Management Investment Solutions The candidate will serve as senor lawyer advising the business on a complex offering of investment advisory wrap fee programs to retail ..

Senior Counsel - Wealth and Investment Management Investment Solutions The candidate will advise the business on key legal and business-related contractual provisions in a variety of agreements. Provide advice on legal ..

Compliance Officer - Securities Industry The ... support (CCO Support) to Chief Compliance Officers (CCOs) for multiple series ... (Trusts). Will assist in the compliance oversight of service providers to..