Bank Regulatory Attorney Jobs in North Carolina

Regulatory Compliance Attorney – Mortgage Banking The candidate ... companies before federal and state regulatory authorities, including the CFPB, HUD, ... years of consumer financial services regulatory compliance experience with..

Wealth Management - Private Bank - Private Banker The candidate will be responsible for advising families on building, preserving and managing their wealth. Will use knowledge of investments, financial planning, credit ..

Legal And Compliance Counsel The candidate will be responsible for: Monitor, review and evaluate compliance issues/concerns within the Credit Union to ensure they are being appropriately investigated and resolved. Draft, review ..

Regulatory Investigations Consultant - Global Banking ... enterprise-wide responsibility for responding to regulatory or governmental inquiries that pose ... and response efforts arising from regulatory inquiries or legal process and..

Job OverviewA law firm seeks a Capital Markets and Securities Associate with over three years of experience to join their Capital Markets Practice Group in Charlotte, NC. This position is ideal ..

... law firm is seeking a Regulatory Associate Attorney to join its Litigation and ... join its Litigation and Financial Regulatory practice in Charlotte, NC. This ... position focuses on..

IRS Regulatory Specialist Duties: Provide comprehensive support and administration for legal and regulatory processes (e.g. levies; liens; garnishments; safe box; and Internal Revenue Service (IRS) regulations, related to tax reporting. Work ..

Equity Finance Attorney Responsibilities: Negotiating term margin agreements. Working on cross border transactions. Advising on securities and margin regulations. Working Broker Dealer regulatory issues. Responsible for the analysis of complex legal ..

A law firm is seeking a seasoned partner–level commercial real estate attorney with a minimum of eight years of specialized practice to join its Winston-Salem, NC, office. This role demands a ..

... Lead the team responsible for regulatory exams and inquiries and other ... exams and inquiries and other regulatory affairs; as well as responsible ... well as responsible for performing..

Product Counsel, Legal Duties: Take ownership as the Legal representative to help our Product, Engineering, Copy and Design teams in developing innovative and compelling personal finance tools for consumers. Assist our ..

Associate/Senior Associate, FS Regulatory & Compliance Banking The candidate will assist financial services clients with addressing enterprise-wide compliance, including compliance risk management programs as well as targeted regulations and requirements, such ..

Job Overview: A law firm in Charlotte, NC, is seeking a Mid-Level Leveraged Finance Associate Attorney with 3-5 years of experience to join our dynamic team. The ideal candidate will have ..

VP, Associate General Counsel The candidate will have day-to-day coverage of broadly syndicated loan CLO transactional matters, including oversight of external counsel in connection with the review and negotiation of offering ..

Marketing And IP Counsel The candidate will advise the company on legal issues related to marketing and other related communications, including email communications, digital advertisements, editorial content, and landing pages. Will ..

Vice President, Corporate Counsel, Retail Advice and Solutions The candidate will be providing thought leadership and support as a key member of the distribution legal team. Will address full range of ..

Regulatory Investigations Consultant - Global Banking ... enterprise-wide responsibility for responding to regulatory or governmental inquiries that pose ... and response efforts arising from regulatory inquiries or legal process and..

... to simplify complexity for Private Bank clients by challenging and collaborating ... delivery and execution of Private Bank experience and client service standards. ... experience. While operating within the..

IRS Regulatory Specialist Duties: Provide comprehensive support and administration for legal and regulatory processes (e.g. levies; liens; garnishments; safe box; and Internal Revenue Service (IRS) regulations, related to tax reporting. Work ..

AML Manager – Financial Crimes Risk Management The candidate must have the ability to work with internal and external auditors and regulatory examiners by providing full cooperation and timely delivery of ..

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..

Product Counsel, Legal The candidate will proactively assess legal risk and provide smart, practical guidance to stakeholders throughout the financial product development lifecycle. Will report to a Senior Counsel and work ..

... Associate to join its Financial Regulatory practice in Raleigh, NC. The ... FinTechs on financial laws.Conduct financial regulatory and state licensing analyses.Draft and ... compliance with financial regulations.Assist with..