Bank Regulatory Counsel Jobs in Arizona

Corporate Counsel The candidate will provide business-focused advice to product development and engineering teams on how to apply legal and regulatory requirements to the development of our all-in-one HR SaaS and ..

AVP, Senior Counsel, Life Insurance Duties: The candidate will review of policy forms and pricing documents, advise on modeling of inforce policies, and participate in recommendations to senior business leadership. Provide ..

Corporate Attorney The candidate should be a Corp/ Securities/ M&A Attorney. Should have 15+ years’ experience and strong research and writing skills. Significant experience with federal and state securities compliance, including, ..

Senior Legal Counsel, Commercial The candidate will be drafting and negotiating complex agreements and providing quick, concise and commercially focused legal advice. Ideally, this attorney will be well-versed in technology, licensing ..

Assistant General Counsel Duties: Negotiate, draft and review contracts on behalf of the firm, including client engagement agreements, independent contractor agreements, nondisclosure agreements, business associate agreements, data protection agreements, and vendor ..

... federal, state, agency, legal, and regulatory and/or Corporate Policy requirements. Provide ... federal, state, agency, legal and regulatory and Corporate Policy requirements. Oversee ... action plans and effectively managing..

Senior Manager Compliance Programs Duties: Manage a team that maintains and enhances compliance program components. Provide support, coaching, and counsel to the team. Manage the development of team members by authoring ..

Senior Manager Compliance Programs, Corporate Functions Duties: The candidate will manage a team that maintains and enhances compliance program components, including, but not limited to assessing regulatory changes, evaluating risk associated ..

Legal Counsel, Commercial Duties: Provide commercial support to the Company’s global sales team and for commercial legal support related to the integration of the Company’s newly acquired businesses. Draft and negotiate ..

Senior Counsel, Regulatory Attorney Responsibilities: Advise on securities laws, most particularly relating to broker-dealers; Familiarity with Reg BI and FINRA Rules and their applications to broker-dealers; Draft and review responses to ..

A law firm in Phoenix, AZ, is seeking a Banking and Finance Associate Attorney with 3-5 years of experience in banking and finance law. The ideal candidate should have a strong ..

Corporate Attorney The candidate will have significant experience with federal and state securities compliance, including, without limitation, IPOs and the preparation of securities disclosure documents for both publicly traded and privately ..

Lead Regulatory Relations Specialist The candidate will ... ensure an effective and efficient regulatory engagement process and critical regulatory interactions. Collaborate with senior management ... to set strategy for the..

Regulatory Legal Counsel Duties: Provide proactive legal advice ... interests and interface directly with regulatory agencies, enforcement authorities, and external ... agencies, enforcement authorities, and external counsel, as appropriate. Assist..

... will work with outside legal counsel on all aspects of loan ... flood determinations in compliance with bank flood compliance policies and FEMA ... flood insurance. Work with outside..

Principal Compliance Specialist Duties: Maintains and enhances department or functional units in support of the overall compliance program components. Assists with researching regulatory compliance requirements and evaluating the adequacy of business ..

... maintains, and enhances the Organization's regulatory change program. Responsible for the ... for the oversight of the Regulatory Library inventory of laws and ... and regulations the identification of..

Vice President, Corporate Counsel, Retail Advice and Solutions The ... business leaders. Providing legal and regulatory advice and counsel to the retail broker-dealer with ... Federal and State Regulators, and..

... business in operationalizing legal and regulatory requirements. Coordinates regulatory changes within affected business units ... controls are implemented to facilitate regulatory compliance. Assists in evaluating the ... provides support..

Associate General Counsel The candidate identifies and leads existing and emerging risks that stem from business activities and the job role. Ensures risks associated with business activities are effectively identified, measured, ..

Lead Regulatory Relations Specialist The candidate will ... ensure an effective and efficient regulatory engagement process and critical regulatory interactions. Collaborate with senior management ... to set strategy for the..

Senior Corporate Counsel Duties: Negotiate, draft and review firm contracts including: engagement letters and professional services agreements, master services agreements and statements of work, government contracts, request for proposals, data privacy ..

Paralegal/Regulatory Administrator The candidate will handle ... candidate will handle preparation of regulatory filings required under federal securities ... complex documents, working with GFS Regulatory Administration attorneys to plan and..