Bank Regulatory Counsel Jobs in Charlotte

... will be responsible for conducting regulatory compliance risk management oversight for ... (12 CFR 12), and providing regulatory compliance risk expertise and consulting ... projects to identify and mitigate..

Regulatory Compliance Attorney – Mortgage Banking The candidate will be responsible for: Represent mortgage lenders, brokers, servicers, and related companies before federal and state regulatory authorities, including the CFPB, HUD, DOJ, ..

... metrics are established to support regulatory expectations; Monitor changes in regulations ... Monitor changes in regulations & regulatory guidance as well as introduction ... introduction of new regulations &..

Job Overview: A law firm in Charlotte, NC, is seeking a Mid-Level Leveraged Finance Associate Attorney with 3-5 years of experience to join our dynamic team. The ideal candidate will have ..

Job OverviewA law firm seeks a Capital Markets and Securities Associate with over three years of experience to join their Capital Markets Practice Group in Charlotte, NC. This position is ideal ..

A law firm located in Charlotte, NC, is seeking an experienced Associate to join their growing team. The ideal candidate will have a strong background in representing financial institutions, including banks, ..

... to simplify complexity for Private Bank clients by challenging and collaborating ... delivery and execution of Private Bank experience and client service standards. ... experience. While operating within the..

Regulatory Investigations Consultant - Global Banking ... enterprise-wide responsibility for responding to regulatory or governmental inquiries that pose ... and response efforts arising from regulatory inquiries or legal process and..

... law firm is seeking a Regulatory Associate Attorney to join its ... join its Litigation and Financial Regulatory practice in Charlotte, NC. This ... position focuses on federal banking..

... Lead the team responsible for regulatory exams and inquiries and other ... exams and inquiries and other regulatory affairs; as well as responsible ... well as responsible for performing..

Marketing And IP Counsel The candidate will advise the company on legal issues related to marketing and other related communications, including email communications, digital advertisements, editorial content, and landing pages. Will ..

Entry level Paralegal/Executive Assistant - Sports and Entertainment The candidate will be responsible for administration and organization of office, answer phones, greet clients and guests, schedule appointments, research projects, daily banking ..

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..

VP, Associate Counsel Duties: Legal analysis of the application of federal and state laws and regulations as applied to the company’s technology initiatives. Drafting and negotiating provisions for a wide variety ..

Equity Finance Attorney Responsibilities: Negotiating term margin agreements. Working on cross border transactions. Advising on securities and margin regulations. Working Broker Dealer regulatory issues. Responsible for the analysis of complex legal ..

VP, Associate General Counsel The candidate will have day-to-day ... matters, including oversight of external counsel in connection with the review ... matters, including oversight of external counsel in connection..

Product Counsel, Legal Duties: Take ownership as the Legal representative to help our Product, Engineering, Copy and Design teams in developing innovative and compelling personal finance tools for consumers. Assist our ..

Associate/Senior Associate, FS Regulatory & Compliance Banking The candidate will assist financial services clients with addressing enterprise-wide compliance, including compliance risk management programs as well as targeted regulations and requirements, such ..

Regulatory Investigations Consultant - Global Banking ... enterprise-wide responsibility for responding to regulatory or governmental inquiries that pose ... and response efforts arising from regulatory inquiries or legal process and..

AML Manager – Financial Crimes Risk Management The candidate must have the ability to work with internal and external auditors and regulatory examiners by providing full cooperation and timely delivery of ..

... Lead the team responsible for regulatory exams and inquiries and other ... exams and inquiries and other regulatory affairs; as well as responsible ... well as responsible for performing..

Product Counsel, Legal The candidate will proactively assess legal risk and provide smart, practical guidance to stakeholders throughout the financial product development lifecycle. Will report to a Senior Counsel and work ..

Wealth Management - Private Bank - Private Banker The candidate will be responsible for advising families on building, preserving and managing their wealth. Will use knowledge of investments, financial planning, credit ..