Bank Regulatory Counsel Jobs in Saint Petersburg

Compliance Assurance Director Duties: The candidate serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)'s Assurance team responsible for assessing compliance risks and controls implemented by the ..

Compliance Assurance Senior Analyst, AVP Duties: Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)’s Assurance team responsible for assessing compliance risks and controls implemented by the ..

Counsel, Asset Management The candidate will Under administrative direction, uses extensive knowledge and skills obtained through education and experience to provide legal advice and counsel in specific functional area(s). Participates in ..

... and fostering awareness of sanctions regulatory requirements that must comply with; ... the economic sanctions program and regulatory changes.. Support a specialized team ... evaluations. Manage timely completion of..

Assistant General Counsel The candidate will provide legal support, advice and guidance globally across a broad range of practice areas with respect to the “well-founded basis” (WFB) legal standards under the ..

... oversight framework to comply with regulatory expectations of aggregation and reporting ... to ensure compliance with various regulatory and legal requirements and to ... to compliance risk issues. Investigating..

Compliance Assurance Officer, VP – GCB NAM Responsibilities: Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM)’s Assurance team responsible for assessing compliance risks and controls implemented ..

Senior Counsel, Negotiations The candidate will be responsible for the overall management, productivity and team development including people and planning for the team. This role reports to Senior Management in the ..

... oversight framework to comply with regulatory expectations of aggregation and reporting ... to ensure compliance with various regulatory and legal requirements and to ... to compliance risk issues. Investigating..

Senior Counsel, Regulatory Attorney The candidate will advise on securities laws, most particularly relating to broker-dealers. Will have familiarity with Reg BI and FINRA Rules and their applications to broker-dealers. Draft ..

Compliance Escalation and Incident Reporting Senior Vice President Duties: Designing, developing, delivering and maintaining best-in-class Compliance, programs, policies and practices for ICRM, Specifically, assist leadership in: Escalations and Issue Reporting: Develop ..

Senior Operational Risk Manager – SVP – Product Governance – Consumer Products The candidate will be responsible for Operational Risk oversight of Product Governance – New Products introduction and change to ..

Compliance Product Officer (GCB) - Vice President The candidate will be assisting in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM in Singapore. Will ..

Bilingual IPB U.S. Estates Sr Supervisor The candidate will monitor operation performance of the Estates Unit by delivering quality and timeliness of service and identification of improvement opportunities based on Voice ..

Attorney - Litigation The candidate will handle a large docket of litigation, regulatory enforcement and advisory matters. Litigate cases through arbitration or trial. Advocate and negotiate on behalf of the firm ..

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..

Compliance Product Officer - Fair Lending Data Scientist The candidate will serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, ..

Assistant General Counsel - Servicing and Operations/Cards Duties: Provide legal support to the Cards business of group, supporting Performing Servicing and Operations. Will be part of a legal team, consisting of ..

Compliance Assurance Director - NAM ICG The candidate serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)’s Assurance team responsible for assessing compliance risks and controls implemented ..

... Risk Management Senior Manager - Regulatory Analytics and Reporting VP Responsibilities: ... State of Compliance; Compliance Assurance, Regulatory Control, Business Monitoring, and other ... to ensure compliance with various..

... Specialist Duties: Monitors and communicates regulatory changes that impact products, services ... regulations. Offers guidance on implementing regulatory changes. Communicates detailed requirements to ... issues and matters pertaining to..