Bank Regulatory Counsel Jobs in Tempe

Corporate Counsel The candidate will provide business-focused advice to product development and engineering teams on how to apply legal and regulatory requirements to the development of our all-in-one HR SaaS and ..

... Audit, develops and implements the Bank's compliance program related to the ... team that ensures adherence of Bank policies and procedures to Federal ... State laws and regulations. Examines..

Private Wealth Advisor DUTIES: Develops, maintains, and expands client relationships. Helps manage and monitor client portfolios; performs investment analysis and financial planning as necessary to ensure client assets are managed consistent ..

Senior Counsel, Regulatory Attorney Responsibilities: Advise on securities laws, most particularly relating to broker-dealers; Familiarity with Reg BI and FINRA Rules and their applications to broker-dealers; Draft and review responses to ..

Corporate Attorney The candidate should be a Corp/ Securities/ M&A Attorney. Should have 15+ years’ experience and strong research and writing skills. Significant experience with federal and state securities compliance, including, ..

Products and Services, Trust Company Duties: Reviewing, understanding, and interpreting language in trusts and other estate planning documents in order to formulate a plan for execution of the overall estate planning ..

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..

Vice President, Corporate Counsel, Retail Advice and Solutions The ... business leaders. Providing legal and regulatory advice and counsel to the retail broker-dealer with ... Federal and State Regulators, and..

Senior Corporate Counsel Duties: Negotiate, draft and review firm contracts including: engagement letters and professional services agreements, master services agreements and statements of work, government contracts, request for proposals, data privacy ..

Americas Financial Crimes Exam & Audit Management, Vice President The candidate will play a key role in establishing processes and procedures to ensure uniformity in preparation for, and management of, financial ..

Regulatory Legal Counsel Duties: Provide proactive legal advice ... interests and interface directly with regulatory agencies, enforcement authorities, and external ... agencies, enforcement authorities, and external counsel, as appropriate. Assist..

... procedures and practices align with Bank requirements and provides challenges for ... Prepares meeting materials for key regulatory and audit meetings. Organizes and ... and in accordance with dynamic..