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College Savings Counsel The candidate will be responsible for: Responsible for updating, preparation, and review of 529 legal documents and coordination with outside legal as necessary (Program Disclosure Statements, Forms, legal ..
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Director Risk And Controls The candidate will lead cross functional teams, potentially across multiple geographic locations. Mitigates risk exposure to company by identifying activity that poses potential for significant reputations and/or ..
Controller Accounting & Finance The candidate will be responsible for all aspects of accounting management for the Firm. Will report to the Firm’s Chief Operating Officer. In this role, responsible for ..
Regulatory Legal Counsel Duties: Provide proactive legal advice relating to U.S. and non-U.S. financial industry regulations, with a particular focus on consumer protection, licensing, escheatment, and bankruptcy issues. Work cross-functionally to ..
Technology Risk Manager, Audit and Assurance Products and Solutions The candidate will provide quality risk management (QRM) and legal compliance evaluation and monitoring, as well as related support, to the US ..
Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..
Senior Counsel, Regulatory Attorney The candidate will advise on securities laws, most particularly relating to broker-dealers; Familiarity with Reg BI and FINRA Rules and their applications to broker-dealers; Draft and review ..
Compliance Investigator Duties: Applying analytic techniques to complex information sets in order to make logical and effectively supported recommendations on cases, including for reporting to Financial Crimes enforcement Network (FinCEN) and/or ..
Job OverviewA law firm seeks an experienced lateral attorney to join its Tax Credit Finance practice in Omaha, NE. This role offers the opportunity to engage in diverse transactional matters, including ..
Job OverviewA law firm seeks an Associate Attorney to join its consumer and small business bankruptcy practice in Omaha, NE. This position is ideal for attorneys early in their careers who ..