Banking Finance Legal Counsel Jobs in Tempe

Wealth Management Compliance Manager The candidate, under the direction of the Director of Compliance and Audit, develops and implements the Bank's compliance program related to the Private Wealth Management Department; oversees ..

Private Wealth Advisor DUTIES: Develops, maintains, and expands client relationships. Helps manage and monitor client portfolios; performs investment analysis and financial planning as necessary to ensure client assets are managed consistent ..

Senior Portfolio Manager The candidate will be responsible for: Manage assigned accounts for high net worth (HNW) clients which requires significant client relationship management and new business development. Assigned relationships are ..

Sales Support Specialist II Duties: To support Commercial Banking teams and/or Business Banking teams and/or Market Sales Leader in the sales, servicing and management of business clients and commercial loan portfolios. ..

Americas Financial Crimes Policy Governance, Vice President The candidate will play a key role in implementing and administering the Bank’s financial crimes governance framework in the Americas Region, including documentation (e.g. ..

Job OverviewA law firm seeks a Business Transaction Associate Attorney in Scottsdale, AZ. This role offers an opportunity to work with sophisticated clients and senior attorneys in a collaborative environment, focusing ..

Regulatory Legal Counsel Duties: Provide proactive legal advice relating to U.S. and non-U.S. financial industry regulations, with a particular focus on consumer protection, licensing, escheatment, and bankruptcy issues. Work cross-functionally to ..

16,667 Job Information Deloitte Tax Sr. Manager (Attorney), Tax Controversy - National Federal Tax Services, Global Investment & Innovation Incentives (Gi3) in Phoenix Arizona Are you an experienced attorney with an ..

Senior Counsel, Regulatory Attorney Responsibilities: Advise on securities laws, most particularly relating to broker-dealers; Familiarity with Reg BI and FINRA Rules and their applications to broker-dealers; Draft and review responses to ..

Vice President, Corporate Counsel, Retail Advice and Solutions The ... key member of the distribution legal team. Will address full range ... with senior business leaders. Providing legal and regulatory..

Wealth Transition Services Manager / Senior Manager The candidate will interpret and review various legal documents in relation to estate and business succession planning. Will undertake technical research on estate planning ..

Job Overview: A renowned law firm seeks a Benefits & Compensation Associate or Senior Attorney with at least four years of experience to join its Phoenix office. The attorney will advise ..

Corporate Attorney The candidate should be a Corp/ Securities/ M&A Attorney. Should have 15+ years’ experience and strong research and writing skills. Significant experience with federal and state securities compliance, including, ..

Americas Financial Crimes Exam & Audit Management, Vice President The candidate will play a key role in establishing processes and procedures to ensure uniformity in preparation for, and management of, financial ..

Senior Corporate Counsel Duties: Negotiate, draft and review ... Human Resources,. Marketing & Sales, Finance, Real Estate, and IT), including ... and negotiation of contracts, and legal consultation on new..

Assistant General Counsel The candidate will work under the direction of our General Counsel. Ensures Quantum’s compliance with relevant laws and regulations, Work closely with the business team to develop policies, ..

5/25/2021 The Finance Paralegal works at the direction ... to assist attorneys in the Legal Department and other Bank personnel ... on a wide range of legal matters, including corporate..

Manager Compliance, Personal Securities Trading Duties: Lead, coach and develop onshore and offshore teams.. Support department audits and exams.. Oversee all day-to-day operations which consist of reviewing compliance reports, managing the ..

5/25/2021 The Finance Paralegal works at the direction ... to assist attorneys in the Legal Department and other Bank personnel ... on a wide range of legal matters, including corporate..

Job OverviewA law firm seeks a Real Estate Finance Associate to join its Real Estate group in Phoenix, Arizona. The firm represents a diverse range of clients, including institutional lenders, REITs, ..

Job OverviewA law firm seeks a Senior Consumer Finance Associate for their Phoenix, AZ office. This full-time position offers the opportunity to work with a diverse range of clients across various ..

Compliance Investigator Duties: Applying analytic techniques to complex information sets in order to make logical and effectively supported recommendations on cases, including for reporting to Financial Crimes enforcement Network (FinCEN) and/or ..

Controls & Governance Officer – Exams & Issues Management Duties: Responsible for providing support in preparation for, during, and after examinations, audits, and continuous monitoring activities, as well as facilitating finding/issue ..