Business Legal Secretary Jobs

Swap Dealer Compliance Officer The candidate will manage swap dealer compliance program including assessing and updating policies and procedures, guiding training and education process and on-going regulatory interactions. Providing real time ..

... responsible for providing regulatory and business legal advice relating to broker-dealers and ... closely with senior management on business initiatives and provide legal support on regulatory matters and .....

... with internal stakeholders. Serving as Secretary and driving the agenda for ... Partnering with the Head C&ORC Business Management on the administration of ... partnering with other chiefs of..