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Trust Advisor I The candidate will provide expertise and thought leadership regarding fiduciary advice and solutions to high net worth clients. Participate as part of the broader client facing wealth..
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Vice President -- Advanced Planning Consultant The candidate will support advisors with case development and strategies for high net worth and high income clients. Collaborate with Private Client, Financial Planning,..
Deputy Chief Compliance Officer – Retail RIA The candidate will be developing and maintaining a robust compliance program, with a focus on compliance with all laws, regulations, and other guidance..
Senior Compliance Officer The candidate will conduct and direct compliance risk oversight of Enterprise Compliance Programs, with an emphasis on Accessibility programs that support physical and digital elements of the..
VP, Associate Counsel Investigations The candidate is responsible for investigating matters involving potential fraud and/or misconduct by the Firm’s associated persons, employees, contractors and vendors, as well activities, business practices..
Compliance Director I The candidate will develop and maintain a robust compliance program, with a focus on compliance with Section 1071, and other small business regulatory guidance related to the..
Compliance Director II – Section 1071 Program Head The candidate will be managing the second line team being created to identify, implement and continually execute the small business data collection..
HMDA Compliance Director The candidate will be leading one or more second line compliance oversight teams to implement and direct an effective compliance risk management program that sets forth the..
Senior Analyst - Program Manager, Corporate Real Estate The candidate will be partner with functional leads, internal stakeholders, and third party vendors to actively manage execution, and monitor project milestones;..
VP, Complex Product Supervision The candidate will be driving, cultivating, and institutionalizing a sustained and focused effort to enhance risk controls, identifying appropriate service level agreements, and addressing performance via..
Head of Derivative and Collateral Operations The candidate will provide leadership to their related teams to improve processes, implement controls, manage budgets, and roll out new trade support needs. Implement..
Senior Compliance Officer- Surveillance and Monitoring The candidate will interpret new or existing laws, rules and regulations that are complex and multifaceted and use that knowledge as a subject matter..
Financial Crimes Compliance, Testing Unit, Vice President The candidate will support the Global Financial Crimes Compliance Testing (“GFCCT”) function and leading, or participating on as an individual contributor, a testing..
Assistant General Counsel – Special Contracts Marketing The candidate will support initiatives and medium and high complexity engagements with third party suppliers across the firm's enterprise. In particular, it will..
Senior Manager, Commercial Counsel The candidate will be partnering with colleagues in other departments in the development and launch of product and strategic initiatives. Developing standard language and responses (i.e.,..
Senior Counsel - Commercial Banking The candidate will provide broad and varied legal guidance and support, such as: providing legal advice and support to loan product managers, relationship managers, credit..
Consumer Finance Attorney - Digital/Marketing Focus The candidate will work closely with senior leadership within the digital and marketing teams and provide insightful, pragmatic advice to help these teams be..
VP, Assistant General Counsel The candidate will serve as the Corporate Law group’s lead attorney for the support of LSG’s projects, initiatives and product offerings. Integrate within the LSG team..
Senior Compliance Officer The candidate will conduct and direct compliance risk oversight of assigned business units (Registered Investment Advisors) and/or functions. Lead and execute compliance risk management activities to reasonably..
Head of Financial Risk Management The candidate will drive the approach and all financial risk management activities of the firm. Develop, operationalize, and maintain robust enhancements to market, credit, and..
Attorney - Transaction Banking and Payments Operations, Director - Hybrid The candidate will provide legal counsel to senior management, relationship management, sales, product management, business controls, client onboarding, and support..
Senior Manager, Counsel The candidate will assist the Counsel and Director for Litigation in the day-to-day management of consumer litigation. Manage pre-litigation demand letters and threats of suit, including partnering..