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Third-Party Risk Management, Vice President Duties: Ensure enterprise-level third party risk management policy and third party risk appetite metrics are established to support regulatory expectations; Monitor changes in regulations &..
IRS Regulatory Specialist Duties: Provide comprehensive support and administration for legal and regulatory processes (e.g. levies; liens; garnishments; safe box; and Internal Revenue Service (IRS) regulations, related to tax reporting...
Job Description This is a full-time, 12 month, At Will position supporting the Finance Division by performing various accounting and accounts payable functions to facilitate the proper and timely processing..
Job Description This is a full-time, 12 month, At Will position processing and maintaining payroll records for the district's Finance Division. An Associate Degree is preferred, or equivalent combination of..
Senior Employee Benefits Compliance Officer Duties: Provide oversight and technical assistance for the delivery of ERISA Compliance Services as part of a national resource center dedicated to the support of..
Job Description This is a full-time, 12 month, At Will position performing various accounting and accounts payable functions to facilitate the proper and timely processing of system disbursements and accounting..
Job Description This is a full-time, 12 month, At Will position supporting the Finance Division to provide administrative support for the Chief Financial Officer, serve as office manager for the..
Job Description This is a full time, 12 month, time certain position supporting the district by providing technical assistance and program support in the preparation, coordination and monitoring of grants..
SVP, Compliance Monitoring and Analytics Responsibilities: Lead the team responsible for broker dealer and investment adviser surveillance and monitoring activities. Lead the team responsible for branch office examinations. Lead the..
SVP, Deputy CCO Responsibilities: Lead the team responsible for regulatory exams and inquiries and other regulatory affairs; as well as responsible for performing regulatory event (both internal and external) tracking..
Risk & Controls Testing & Assessment, Assistant Vice President','10044916-WD','!*!Your potential. Your opportunity. Join a financial group that’s as committed to your future as you are. At MUFG, we share a..
Paralegal (Invest Group) Duties: Perform a variety of complex law-related tasks under the direction of the Invest AGC. Research legal issues involving broker-dealer and investment adviser operations and securities products...
Staff Counsel II The candidate will be responsible for the competent, ethical and diligent representation of company and its carriers in all assigned cases including preparation of pleadings, motions, pre-trial..
Senior ERISA Compliance Analyst Duties: Complete wrap documents, Summary Plan Descriptions, Amendments and Summaries of Material Modification for welfare benefit plans and communicate delivery to clients. Assist Team Leader with..
Senior Counsel Duties: Will provide a full range of legal advice and services, principally relating to management of litigation. Will handle all aspects of case management and will be responsible..
Job Description This is a full-time, 12 month, At Will position to process and reconcile monthly payroll deduction payables, maintain supporting deduction files, manage Affordable Care Act reporting requirements, and..
Manager Compliance, Personal Securities Trading The candidate will lead, coach and develop onshore and offshore teams. Support department audits and exams. Oversee all day-to-day operations which consist of reviewing compliance..
Vice President, Corporate Counsel, Retail Advice and Solutions The candidate will be providing thought leadership and support as a key member of the distribution legal team. Will address full range..