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Securities Litigation and Enforcement Senior Associate The candidate must have 4-6 years post-JD experience (not including clerkships) and have experience handling SEC Enforcement and other government investigations, internal investigations and other ..
Seeking a Litigation Associate with 2-7 years of experience in handling SEC Enforcement and other government investigations, internal investigations and other white collar and regulatory enforcement matters. Experience in regulatory ..
Litigation Associate The candidate must have 4-6 years of experience and have experience handling SEC Enforcement and other government investigations, internal investigations and other white collar and regulatory enforcement as well ..
Litigation Associate The candidate must have a JD degree from an ABA-approved law school and be an active member in good standing of the Bar. Should have 4-6 years of experience ..
Job OverviewA law firm seeks a highly qualified mid-level associate for its Financial Regulatory and Derivatives practice group in New York, NY. The ideal candidate will have a minimum of 3 ..
Compliance, Global Markets Compliance, Swap Dealer, Associate/VP Responsibilities: Assist in responding to regulatory inquiries, audits, examinations and investigations, and liaising with regulators (SEC, CFTC & NFA). Assist the Swap Dealer team ..
Legal Initiative And Regulatory Reform Lawyer The candidate will provide legal advice, strategic analysis and interpretation on legal initiatives, legislative and regulatory reforms and impact analysis on Global Market division businesses ..
Head of North America Research Compliance Duties: Providing compliance coverage to an assigned function/business/product. Provides compliance guidance on function/business/product rules and regulations relating to operational issues, transactional approvals and the application ..
Job OverviewA law firm seeks a highly qualified Senior Associate for its Corporate Derivatives practice in New York, NY. The ideal candidate will have a minimum of 5 years of experience ..
Job OverviewA law firm seeks a highly qualified mid-level associate with a minimum of 3 years of experience in transactional commodities, futures, and derivatives matters to join their New York, NY ..
Associate Principal Analyst, International Affairs Duties: Conduct research and analysis of international developments covering a wide range of financial regulatory topics and jurisdictions with minimal supervision to inform senior management and ..
Job OverviewA law firm seeks a Litigation Associate Attorney in New York City. The role involves representing whistleblowers in False Claims Act qui tam litigation in federal and state courts, as ..
Job OverviewA law firm seeks an Associate with significant experience in Commodity Futures Trading Commission (CFTC) regulatory matters for their practice in New York City, NY. The successful candidate will advise ..
Regulatory Change Management, Vice President The candidate will be responsible for: Timely review and initial analysis of alerts issued by various regulatory authorities (e.g. legislative bodies; departments; administrative agencies; and self-regulatory ..
Job OverviewA law firm seeks an experienced Commodities, Futures & Derivatives Counsel in [City/State]. The successful candidate will provide expert legal advice on commodities, futures, and derivatives law, including regulatory, compliance, ..
Security Based Swap Dealer Compliance Officer Duties: Responsible for compliance and regulatory matters relating to the Bank’s Dodd-Frank Title VII obligations. Assist the BNS Swap Dealer Chief Compliance Officer in the ..