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96

Chief Compliance Officer Jobs





Job info
 
Company
**********
Location
New York City, NY
Posted Date
Sep 17, 2014
Info Source
Employer  - Full-Time  90  

Compliance Officer The candidate will work under ... under the direction of the Chief Executive Officer and oversee the Agency’s overall ... and oversee the Agency’s overall Compliance Program. As..

 
Company
**********
Location
New York City, NY
Posted Date
Oct 03, 2014
Info Source
Employer  - Full-Time  90  

Import and Export Controls Compliance Officer Duties: Reporting to the Vice ... to the Vice President and Chief Global Compliance Officer, the Import/Export Controls Compliance Officer serves as the principal..

 
Company
**********
Location
New York City, NY
Posted Date
Jul 18, 2015
Info Source
Employer  - Full-Time  90  

Chief Compliance Officer Responsibilities: Provides legal counsel to ... broad range of issues. The Chief Compliance Officer has ultimate compliance accountabilities, and reports to the ... University, and advises them..

 
Location
New York City, NY
Posted Date
Sep 17, 2020
Info Source
Employer  - Full-Time  90  

Data Privacy Officer Responsibilities: To further assist our ... Counsel, our General Counsel and Chief Privacy Officer and other Company stakeholders in ... policies and standards. Drives privacy compliance strategy..

 
Company
**********
Location
New York City, NY
Posted Date
Sep 18, 2020
Info Source
Employer  - Full-Time  90 

Legal And Compliance Specialist The candidate will handle ... of the day to day compliance and operational responsibilities for the ... for the firm supporting the Chief Compliance Officer. Manage..

 
Company
**********
Location
New York City, NY
Posted Date
Sep 11, 2017
Info Source
Employer  - Full-Time  90  

Import and Export Controls Compliance Officer Duties: Reporting to the University’s ... Duties: Reporting to the University’s Chief Compliance Officer, serves as the principal administrative ... and Trade Sanction regulations..

 
Company
**********
Location
New York City, NY
Posted Date
Aug 28, 2020
Info Source
Employer  - Full-Time  90  

Assistant Director, General Research Compliance The candidate reporting to Chief Research Compliance Officer/Research Integrity Officer (RIO),oversees the day-to-day process of ... entities. Assists the Research Integrity Officer (RIO) in the..

 
Company
**********
Location
New York City, NY
Posted Date
Oct 11, 2018
Info Source
Employer  - Full-Time  90  

... Attorney – Central Records Access Officer Tracking Code 13200 Job Description ... York City Department of Education’s Chief Privacy Officer (CPO), the Managing Attorney – ... Attorney – Central..

 
Company
**********
Location
New York City, NY
Posted Date
Sep 18, 2020
Info Source
Employer  - Full-Time  90  

Compliance Director - GCB Products, COO ... Serves as a senior function/business/product compliance risk manager for Independent Compliance Risk Management (ICRM) responsible for ... with the program framework. Providing compliance..

 
Company
Location
New York City, NY
Posted Date
Sep 18, 2020
Info Source
Employer  - Full-Time  90  

Compliance Product Senior Director Duties: Serves ... key U.S. Retail Bank product compliance risk manager and thought leader ... and thought leader for Independent Compliance Risk Management (ICRM) responsible for..

 
Company
**********
Location
New York City, NY
Posted Date
Sep 23, 2020
Info Source
Employer  - Full-Time  90  

Security Based Swap Dealer Compliance Officer Duties: Responsible for compliance and regulatory matters relating to ... Assist the BNS Swap Dealer Chief Compliance Officer in the implementation of and .....

 
Company
**********
Location
New York City, NY
Posted Date
Jan 30, 2016
Info Source
Recruiter  - Full-Time  90  

Global Chief Compliance Officer- Broker Dealer The candidate will be point of contact for all exams/inquiries and audits. Will work on cover all entities and manage staff across business lines. Provide ..

 
Company
**********
Location
New York City, NY
Posted Date
Oct 10, 2018
Info Source
Employer  - Full-Time  90  

Chief Operating Officer, Chief Academic Officer Tracking Code 13375 Job Description ... schools. The Office of the Chief Academic Officer manages the three Divisions under ... of English Language Learners...

 
Company
**********
Location
New York City, NY
Posted Date
Apr 11, 2018
Info Source
Employer  - Full-Time  90  

Import and Export Controls Compliance Officer The candidate will report to ... will report to the University's Chief Compliance Officer. Will serve as the principal ... and Trade Sanction regulations..

 
Company
**********
Location
New York City, NY
Posted Date
Sep 03, 2020
Info Source
Employer  - Full-Time  90  

Director, Compliance Program Office The candidate will ... the Office of Ethics and Compliance, Chief Compliance Officer (CCO office). Serve as the ... and maintenance of the new Compliance program..

 
Company
**********
Location
New York City, NY
Posted Date
Sep 29, 2020
Info Source
Employer  - Full-Time  90  

Chief Compliance Officer The candidate will develop and ... conduct. Maintain high-level oversight of compliance and risk management and organization ... enterprise risk awareness strategies. Ensuring compliance efforts are documented,..

 
Company
**********
Location
New York City, NY
Posted Date
Sep 23, 2020
Info Source
Employer  - Full-Time  90  

Legal & Compliance – General Counsel, Strategic Partners ... marketing. Partnering with the SP Chief Compliance Officer to implement the funds’ compliance programs. Providing legal support to .....

 
Company
**********
Location
New York City, NY
Posted Date
Sep 24, 2020
Info Source
Employer  - Full-Time  90  

Chief Compliance Officer The candidate will be responsible ... will be responsible for: Lead compliance organization, providing guidance and support ... management, Board of Directors, and compliance team. For both..

 
Company
**********
Location
New York City, NY
Posted Date
Sep 18, 2020
Info Source
Employer  - Full-Time  90  

Officer-Contract Negotiations The candidate will primarily be responsible for the review and negotiation of research collaboration and funding agreements, as assigned. Will also be responsible for review of other contracts and ..

 
Company
**********
Location
New York City, NY
Posted Date
May 24, 2018
Info Source
Employer  - Full-Time  90 

Investment Adviser Compliance Director The candidate will assist ... to establish and/or maintain a compliance program. Will act in the ... the capacity as an outsourced Chief Compliance Officer and/or..

 
Company
**********
Location
New York City, NY
Posted Date
Sep 08, 2020
Info Source
Employer  - Full-Time  90  

Chief Human Resources Officer Duties: Working closely with the ... facilitate cost analysis and ensure compliance with government regulations. Oversee compensation ... a deep understanding of and compliance with the..

 
Company
**********
Location
New York City, NY
Posted Date
Sep 22, 2020
Info Source
Employer  - Full-Time  90  

Compliance and Funds Counsel The candidate ... Counsel The candidate will drive compliance throughout the company and provide ... the Head of Legal & Chief Compliance Officer (based in New..

 
Company
**********
Location
New York City, NY
Posted Date
Sep 18, 2020
Info Source
Employer  - Full-Time  90  

Officer-Contract Negotiations The candidate will primarily be responsible for the review and negotiation of research collaboration and funding agreements, as assigned. Will also be responsible for review of other contracts and ..

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