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79

Chief Regulatory Counsel Jobs in North Carolina





Job info
SPONSORED JOB
Company
Location
Raleigh, NC
Posted Date
Jun 15,22
Source
Employer   

chief Compliance Officer The candidate will ... and implement all aspects of regulatory compliance program for CAPTRUST across ... service providers Lead and manage regulatory examinations Contribute to the firm..

SPONSORED JOB
Job title
Location
Charlotte, NC
Posted Date
Oct 12,22
Source
Employer   

Deputy chief Compliance Officer Retail RIA The ... proactively and maintaining a strong regulatory relationship with all applicable regulators ... programs and processes and handling regulatory matters Excellent communication and..

SPONSORED JOB
Company
Location
Chapel Hill, NC
Posted Date
Nov 30,22
Source
Employer   

chief Compliance and regulatory Officer CCRO The candidate will ... team on operational compliance and regulatory matters providing advice guidance and ... Department stay closely abreast of regulatory changes related..

 
Company
**********
Location
Charlotte, NC
Posted Date
Dec 06, 2022
Info Source
Employer  - Full-Time,Work From Home  90  

Associate General Counsel The candidate identifies and leads ... business activities. Independently provides legal counsel to senior leadership to support ... support business objectives and lead regulatory, compliance and litigation..

 
Company
**********
Location
Raleigh, NC
Posted Date
Oct 17, 2019
Info Source
Employer  - Full-Time  90 

Chief Compliance, Enterprise Risk Management, and ... with the Office of General Counsel and the Internal Audit Division, ... with federal, state, and local regulatory requirements in collaboration with Compliance..

 
Company
**********
Location
Charlotte, NC
Posted Date
Dec 01, 2022
Info Source
Employer  - Full-Time,Work From Home  90  

Regulatory Relations Manager The candidate recurs ... and quality control of the regulatory examination process, including ensuring appropriate ... Business and control functions on regulatory and supervisory developments; and regulators..

 
Company
**********
Location
Charlotte, NC
Posted Date
Nov 28, 2022
Info Source
Employer  - Full-Time,Work From Home  90  

VP, Corporate Counsel, Private Funds Duties: Represent the firm’s Chief Investment Office in connection with its $519 billion portfolios, including over $13.5 billion of alternative asset investments. Representation of the company ..

 
Company
**********
Location
Raleigh, NC
Posted Date
Aug 25, 2019
Info Source
Employer  - Full-Time  90 

Chief Compliance, Enterprise Risk Management, and Ethics Officer Duties: Providing overall strategic oversight and coordination of the University’s compliance efforts, including coordination of the University’s compliance governance structure, Compliance Plan, oversight ..

 
Company
**********
Location
Chapel Hill, NC
Posted Date
Nov 30, 2022
Info Source
Employer  - Full-Time  90  

Chief Compliance and Regulatory Officer (CCRO) The candidate will ... team on operational compliance and regulatory matters, providing advice, guidance and ... Department, stay closely abreast of regulatory changes related..

 
Company
**********
Location
Morrisville, NC
Posted Date
Dec 08, 2022
Info Source
Employer  - Full-Time  90  

Vice President, Public Policy, General Counsel Global Product and Marketing Duties: ... identifying critical public policy, political, regulatory, and legislative issues and developments ... mitigate risks. Assess emerging political, regulatory..

 
Company
**********
Location
Fayetteville, NC
Posted Date
Mar 02, 2023
Info Source
Recruiter  - Full-Time  90 

Overview As the Survey Party Chief you will provide technical input to project management and work crews regarding control lines, elevations, contour and land features affecting construction work. What you will ..

 
Company
**********
Location
Cullowhee, NC
Posted Date
Nov 12, 2016
Info Source
Employer  - Full-Time  90 

General Counsel The candidate will reports directly to the Chancellor and serves as the chief campus legal adviser to the Chancellor, the Board of Trustees, and senior academic and administrative officers ..

 
Company
**********
Location
Charlotte, NC
Posted Date
Dec 13, 2022
Info Source
Employer  - Full-Time  90  

Global Wealth Management (GWM) Chief Administrative Office: Governance and Change Management The candidate will support harmonizing, enhancing, and creating GWM policies, standards, and procedures aligned with GWM business activities. Will assist ..

 
Company
**********
Location
Cullowhee, NC
Posted Date
Mar 31, 2017
Info Source
Employer  - Full-Time  90 

Assistant General Counsel/Chief Compliance Officer Duties: Reports to ... Duties: Reports to the General Counsel, with dotted line reporting relationships ... compliance matters. Supports the General Counsel and functions as..

 
Company
**********
Location
Raleigh, NC
Posted Date
Dec 11, 2022
Info Source
Employer  - Full-Time  90  

Chief Compliance Officer The candidate will ... and implement all aspects of regulatory compliance program for CAPTRUST across ... service providers. Lead and manage regulatory examinations. Contribute to the firm’s..

 
Company
**********
Location
Cullowhee, NC
Posted Date
Mar 22, 2017
Info Source
Employer  - Full-Time  90  

Assistant General Counsel The candidate reports to the General Counsel, with dotted line reporting relationships to the Chancellor and to the Finance and Audit Committee of the Board of Trustees pertaining ..

 
Location
Charlotte, NC
Posted Date
May 11, 2021
Info Source
Employer  - Full-Time  90  

... of this position is to counsel the company on consumer finance ... on consumer finance legal and regulatory risks. RESPONSIBILITIES Advise on legal ... RESPONSIBILITIES Advise on legal and..

 
Company
**********
Location
Charlotte, NC
Posted Date
Dec 09, 2022
Info Source
Employer  - Full-Time,Work From Home  90  

Associate General Counsel - Data Protection and Cybersecurity ... business activities. Independently provides legal counsel to senior leadership to support ... support business objectives and lead regulatory, compliance and litigation..

 
Company
**********
Location
Charlotte, NC
Posted Date
Nov 23, 2022
Info Source
Employer  - Full-Time  90  

Lead Counsel - Wealth and Investment Management ... in its capacity as the Chief Investment Office, on a variety ... Provide advice on legal and regulatory issues impacting investment advisers,..

 
Company
**********
Location
Charlotte, NC
Posted Date
Dec 09, 2022
Info Source
Employer  - Full-Time  90  

VP, Assistant General Counsel - Employment The candidate will ... claims, including working with outside counsel and internal teams to develop ... interacting with/responding to agency or regulatory authorities. Drafting..

 
Company
**********
Location
Elizabeth City, NC
Posted Date
Dec 05, 2014
Info Source
Employer  - Full-Time  90  

Chief Human Resources Officer Duties: Establish and implement efforts that effectively communicate and support the mission and vision of the University; Function as a strategic partner to senior management; Design, implement, ..

 
Company
**********
Location
Salem, NC
Posted Date
Feb 23, 2023
Info Source
Recruiter  - Full-Time  90 

Overview As a Survey Party Chief, you will provide technical input to project management and work crews regarding control lines, elevations, contour and land features affecting construction work. What you will ..

 
Company
**********
Location
Boone, NC
Posted Date
Sep 29, 2020
Info Source
Employer  - Full-Time  90  

Chief Compliance Officer Duties: Oversees the System’s compliance, risk, and privacy programs. Continuously monitors, evaluates, audits, and identifies possible areas of compliance vulnerability and risk. Assists with the development, initiation, maintenance, ..

 
Location
Charlotte, NC
Posted Date
Nov 08, 2022
Info Source
Employer  - Full-Time  90  

Deputy Chief Compliance Officer – Retail RIA ... proactively and maintaining a strong regulatory relationship with all applicable regulators. ... programs and processes and handling regulatory matters. Excellent communication and..

 
Company
**********
Location
Charlotte, NC
Posted Date
Dec 09, 2022
Info Source
Employer  - Full-Time  90  

... Security's Office of the General Counsel Headquarters. Assess litigation risk and ... immigration laws. Provide expert legal counsel in the interpretation of highly ... and in-depth knowledge of statutory,..

 
Job title
GRANTED JOB
Company
**********
Location
Wilmington, NC
Posted Date
Nov 10, 2023
Info Source
Recruiter  - Full-Time  90  

: Leading candidates will have superior knowledge of FCC rules and regulations, technical proficiency in IT, studio and transmitter operations/maintenance. Strong computer and communications skills are a must. Three to five ..

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