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chief Compliance Officer The candidate will ... and implement all aspects of regulatory compliance program for CAPTRUST across ... service providers Lead and manage regulatory examinations Contribute to the firm..
Deputy chief Compliance Officer Retail RIA The ... proactively and maintaining a strong regulatory relationship with all applicable regulators ... programs and processes and handling regulatory matters Excellent communication and..
chief Compliance and regulatory Officer CCRO The candidate will ... team on operational compliance and regulatory matters providing advice guidance and ... Department stay closely abreast of regulatory changes related..
Associate General Counsel The candidate identifies and leads ... business activities. Independently provides legal counsel to senior leadership to support ... support business objectives and lead regulatory, compliance and litigation..
Chief Compliance, Enterprise Risk Management, and ... with the Office of General Counsel and the Internal Audit Division, ... with federal, state, and local regulatory requirements in collaboration with Compliance..
Regulatory Relations Manager The candidate recurs ... and quality control of the regulatory examination process, including ensuring appropriate ... Business and control functions on regulatory and supervisory developments; and regulators..
VP, Corporate Counsel, Private Funds Duties: Represent the firm’s Chief Investment Office in connection with its $519 billion portfolios, including over $13.5 billion of alternative asset investments. Representation of the company ..
Chief Compliance, Enterprise Risk Management, and Ethics Officer Duties: Providing overall strategic oversight and coordination of the University’s compliance efforts, including coordination of the University’s compliance governance structure, Compliance Plan, oversight ..
Chief Compliance and Regulatory Officer (CCRO) The candidate will ... team on operational compliance and regulatory matters, providing advice, guidance and ... Department, stay closely abreast of regulatory changes related..
Vice President, Public Policy, General Counsel Global Product and Marketing Duties: ... identifying critical public policy, political, regulatory, and legislative issues and developments ... mitigate risks. Assess emerging political, regulatory..
Overview As the Survey Party Chief you will provide technical input to project management and work crews regarding control lines, elevations, contour and land features affecting construction work. What you will ..
General Counsel The candidate will reports directly to the Chancellor and serves as the chief campus legal adviser to the Chancellor, the Board of Trustees, and senior academic and administrative officers ..
Global Wealth Management (GWM) Chief Administrative Office: Governance and Change Management The candidate will support harmonizing, enhancing, and creating GWM policies, standards, and procedures aligned with GWM business activities. Will assist ..
Assistant General Counsel/Chief Compliance Officer Duties: Reports to ... Duties: Reports to the General Counsel, with dotted line reporting relationships ... compliance matters. Supports the General Counsel and functions as..
Chief Compliance Officer The candidate will ... and implement all aspects of regulatory compliance program for CAPTRUST across ... service providers. Lead and manage regulatory examinations. Contribute to the firm’s..
Assistant General Counsel The candidate reports to the General Counsel, with dotted line reporting relationships to the Chancellor and to the Finance and Audit Committee of the Board of Trustees pertaining ..
... of this position is to counsel the company on consumer finance ... on consumer finance legal and regulatory risks. RESPONSIBILITIES Advise on legal ... RESPONSIBILITIES Advise on legal and..
Associate General Counsel - Data Protection and Cybersecurity ... business activities. Independently provides legal counsel to senior leadership to support ... support business objectives and lead regulatory, compliance and litigation..
Lead Counsel - Wealth and Investment Management ... in its capacity as the Chief Investment Office, on a variety ... Provide advice on legal and regulatory issues impacting investment advisers,..
VP, Assistant General Counsel - Employment The candidate will ... claims, including working with outside counsel and internal teams to develop ... interacting with/responding to agency or regulatory authorities. Drafting..
Chief Human Resources Officer Duties: Establish and implement efforts that effectively communicate and support the mission and vision of the University; Function as a strategic partner to senior management; Design, implement, ..
Overview As a Survey Party Chief, you will provide technical input to project management and work crews regarding control lines, elevations, contour and land features affecting construction work. What you will ..
Chief Compliance Officer Duties: Oversees the System’s compliance, risk, and privacy programs. Continuously monitors, evaluates, audits, and identifies possible areas of compliance vulnerability and risk. Assists with the development, initiation, maintenance, ..
Deputy Chief Compliance Officer – Retail RIA ... proactively and maintaining a strong regulatory relationship with all applicable regulators. ... programs and processes and handling regulatory matters. Excellent communication and..
... Security's Office of the General Counsel Headquarters. Assess litigation risk and ... immigration laws. Provide expert legal counsel in the interpretation of highly ... and in-depth knowledge of statutory,..
: Leading candidates will have superior knowledge of FCC rules and regulations, technical proficiency in IT, studio and transmitter operations/maintenance. Strong computer and communications skills are a must. Three to five ..