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Compliance & Legal Analyst Review of Fund and Adviser ... Fund and Adviser advertising for compliance with the Securities Act of ... rules thereunder, and Financial Industry Regulatory Authority (FINRA)..
Texas, United States of America Job Family Group: Trading Jobs Worker Type: Regular Posting Start Date: November 19, 2020 Business unit: Downstream Experience Level: Early Careers Job Description: What’s the role? ..
Description The Compliance Lead (SNP) ensures compliance with governmental requirements. The Compliance Lead works on problems of ... moderate to substantial. Responsibilities The Compliance Lead (SNP) develops and implements .....
... is hiring a Senior Tax Analyst. The role of the Senior ... role of the Senior Tax Analyst is to perform and monitor ... demographically based) incentive programs, including..
Job Information Humana Compliance Lead - Remote in Houston ... in Houston Texas Description The Compliance Lead ensures compliance with governmental requirements. The Compliance Lead works on problems of .....
... hiring a Senior R&D Tax Analyst. The role of the Senior ... role of the Senior Tax Analyst is to perform and monitor ... demographically based) incentive programs, including..
Job Information Humana Compliance Lead - Remote in Austin ... in Austin Texas Description The Compliance Lead ensures compliance with governmental requirements. The Compliance Lead works on problems of .....
Senior Analyst, Compliance Summary: As a Senior Compliance Analyst will be responsible for creating, ... and American Express) under direct supervision. A successful candidate will be ... tasks related to..
... - Career Framework, Market Analysis, Regulatory in San Antonio Texas Description ... of any new pay related Regulatory/Legislative changes; recommend and implement necessary ... necessary program/process changes to ensure..
Description The Compliance Lead ensures compliance with governmental requirements. The Compliance Lead works on problems of ... moderate to substantial. Responsibilities The Compliance Lead develops and implements compliance policies and..
Texas, United States of America Job Family Group: Trading Jobs Worker Type: Regular Posting Start Date: Business unit: Downstream Experience Level: Early Careers Job Description: What is the role The Lease ..
Texas, United States of America Job Family Group: Downstream Supply Chain Worker Type: Regular Posting Start Date: September 3, 2021 Business unit: Downstream Experience Level: Experienced Professionals Job Description: What is ..
Description The Compliance Lead ensures compliance with governmental requirements and works ... include: Responsible for effectiveness of compliance program which includes metrics, reporting, ... process improvements and automation to compliance..
Description The Compliance Lead ensures compliance with governmental requirements. The Compliance Lead works on problems of ... & Analytics to ensure continued compliance through innovative product offerings and ... and..
Senior Compliance Manager, Mutual Funds The candidate ... candidate will be conducting desk-based compliance and ODD reviews of prospective ... and current sub-advisers to mitigate compliance, reputational and operational risk...
Description The Lead, IT Compliance assesses the most complex new ... systems procedures follow corporate standards, regulatory requirements, and best practice frameworks. ... practice frameworks. The Lead, IT Compliance works..
... thought possible. Position Purpose Senior Regulatory Advisor What’s the role? Job ... candidate will report to the Regulatory Affairs Manager in the Shell ... be considered. As a Senior..
Job Information Humana Compliance Lead - Sales and Marketing ... San Antonio Texas Description The Compliance Lead ensures compliance with governmental requirements. The Compliance Lead works on problems of .....
... Notes to Applicants Under limited supervision, the Operations Compliance Program Manager functions as a ... Program Manager functions as a compliance professional with respect to electric ... promulgated by..
The analyst will perform complex assurance audits/activities ... to determine departmental adherence to regulatory requirements, internal controls, education/training requirements, ... Conducts complex assurance/effectiveness reviews evaluating compliance in accordance with appropriate..
Job Information Humana Compliance Lead - Remote in Dallas ... in Dallas Texas Description The Compliance Lead ensures compliance with governmental requirements. The Compliance Lead works on problems of .....
Job Information Humana Compliance Lead - Remote in San ... San Antonio Texas Description The Compliance Lead ensures compliance with governmental requirements. The Compliance Lead works on problems of .....
