Compliance Associate Investment Bank Jobs in Glen Allen

Tax Senior Associate, Healthcare The candidate will provide tax compliance, tax provision, and tax advisory services to pass-through and C-corporation entities with an emphasis on companies operating in the manufacturing and ..

Senior Principal Compliance Specialist, Fair Banking The candidate ... manages, regulatory exams, audits, and compliance tests. Assesses the risk raised ... and knowledge of fair banking compliance requirements and identifies..

Principal Associate Contracts Management The candidate will be assessing transactions and creating deal strategies. Working closely with business customers and internal stakeholders to understand needs, determine the risks and design appropriate ..

Tax Senior Manager - Nat'l Federal Tax Services - Partnership Compliance Group (PSG) Duties: Refine your skillset with the ability to work with large-scaled operating partnership tax clients on matters that ..

Principal Compliance Specialist The candidate maintains and ... in support of the overall compliance program components. Assists with researching ... components. Assists with researching regulatory compliance requirements and evaluating the..

Compliance Privacy Advisor, Manager The candidate ... and monitoring, remediation/corrective action of compliance breakdowns, and changes in law ... in developing and maintaining the Compliance Management Program (i.e. how to..

... manages, regulatory exams, audits, and compliance tests. Assesses the risk raised ... and knowledge of fair banking compliance requirements and identifies fair banking ... manages, regulatory exams, audits, and..

... of Global Control Room and Compliance Surveillance The candidate will maintain ... information throughout the organization, determining associate (public, private) side designations, facilitating ... (public, private) side designations, facilitating..

Manager- US Card Compliance Advisory The candidate will deliver ... will deliver quality results, providing compliance advice to lines of business ... department training, as appropriate. Provide compliance advice on..

Tax Senior - Nat'l Federal Tax Services - Partnership Compliance Group (PSG) The candidate will refine skillset with the ability to work with large-scaled operating partnership tax clients on matters that ..

Senior Compliance Officer The candidate will conduct ... candidate will conduct and direct compliance risk oversight of assigned business ... of assigned business units (Registered Investment Advisors) and/or functions. Lead..

Principal Compliance Specialist Duties: The candidate maintains ... and knowledge of Fair Lending compliance requirements (including Americans with Disabilities ... are implemented to facilitate regulatory compliance. Assists in evaluating the..

Senior Compliance Officer The candidate will conduct ... candidate will conduct and direct compliance risk oversight of Enterprise Compliance Programs, with an emphasis on ... English Proficiency. Lead and execute..

Senior Manager Compliance Programs Duties: Manage a team ... team that maintains and enhances compliance program components. Provide support, coaching, ... annual performance evaluations. Research regulatory compliance requirements and develop..

Compliance Advisor Manager The candidate will ... department training, as appropriate. Providing compliance advice on complex projects. Providing ... identified issues and events for compliance impacts. Provide effective challenge and..

Manager- Compliance Advisory The candidate will deliver ... deliver quality results, providing sound compliance advice to the business as ... and balance risk when providing compliance advice to the business...

Principal Compliance Specialist Duties: Maintains and enhances ... in support of the overall compliance program components. Assists with researching ... components. Assists with researching regulatory compliance requirements and evaluating the..

State Income and Franchise - Investment Management Tax Senior Manager - Multistate Duties: The candidate will be maintaining and developing strong client relationships on various tax consulting/compliance engagements in the investment ..

Tax Consultant II - Nat'l Federal Tax Services - Partnership Compliance Group (PSG) Duties: Assist clients with life events for partnerships (e.g. formations, mergers, initial public offerings), inside and outside basis ..

Senior Manager Compliance Programs, Corporate Functions Duties: The candidate will manage a team that maintains and enhances compliance program components, including, but not limited to assessing regulatory changes, evaluating risk associated ..

Principal Compliance Specialist, Corporate Functions and Payment ... with the research of regulatory compliance requirements and evaluating the adequacy ... identification, assessment, and communication of compliance program risks and controls...

Deputy Chief Compliance Officer – Retail RIA The ... developing and maintaining a robust compliance program, with a focus on ... program, with a focus on compliance with all laws,..

Privacy Compliance Advisor, Manager (Enterprise Services) The ... and monitoring, remediation/corrective action of compliance breakdowns, and changes in law ... in developing and maintaining the Compliance Management Program (i.e., how..