Compliance Associate Investment Bank Jobs in New Jersey

CCOR - Employee Conduct - Vice President Anti-Corruption Compliance Third Party Risk, Investigations and Violations The candidate will be driving innovation and continued enhancement of the firm’s third party risk related ..

Manager Compliance - Personal Securities Trading Duties: ... operations which consist of reviewing compliance reports, managing the preclearance approval ... Partner with local business unit Compliance Officers to execute or..

Apply Now Share this job Send yourself a reminder Alert me to jobs like this one Compliance Data Analytics Ass Sumitomo Mitsui Banking Corporation (Jersey City, NJ) seeks Compliance Data Analytics ..

Compliance Testing Sr. Analyst - Branch ... be developing, implementing, and executing compliance testing, continuous assurance, and reporting ... region in accordance with the Compliance Testing (CT) Plan for Branch..

Senior Manager Compliance Programs Duties: Manage a team ... team that maintains and enhances compliance program components. Provide support, coaching, ... annual performance evaluations. Research regulatory compliance requirements and develop..

State Income and Franchise - Investment Management Tax Senior Manager - Multistate Duties: The candidate will be maintaining and developing strong client relationships on various tax consulting/compliance engagements in the investment ..

International Tax Senior Associate Duties: Providing tax compliance and consulting services to multinational clients on the tax implications of their international operations. Assisting in managing and driving the success of multiple ..

Manager - Financial Services Industries - Banking Tax The candidate will be developing and maintaining strong client relationships on various federal tax consulting/compliance engagements. Will be advising clients on a variety ..

Principal Compliance Specialist The candidate maintains and ... in support of the overall compliance program components. Assists with researching ... components. Assists with researching regulatory compliance requirements and evaluating the..

Principal Compliance Specialist, Corporate Functions and Payment ... with the research of regulatory compliance requirements and evaluating the adequacy ... identification, assessment, and communication of compliance program risks and controls...

State Income and Franchise - Investment Management Tax Senior Manager - Multistate Duties: The candidate will be maintaining and developing strong client relationships on various tax consulting/compliance engagements in the investment ..

Senior Manager Compliance Programs, Corporate Functions Duties: The candidate will manage a team that maintains and enhances compliance program components, including, but not limited to assessing regulatory changes, evaluating risk associated ..

Manager, Compliance - PGIM Investments (Hybrid) The ... The candidate will implement the compliance oversight program relating to PGIM ... relating to PGIM Investments’ Strategic Investment Research Group (“SIRG”). SIRG..

Manager - Financial Services Industries - Banking Tax The candidate will be developing and maintaining strong client relationships on various federal tax consulting/compliance engagements. Will be advising clients on a variety ..

Tax Senior - Investment Management - Private Equity Tax ... and leading client meetings on compliance and advisory projects related to ... have 2+ years’ experience with investment management or..

A law firm in Princeton, NJ, seeks an Attorney with 2-4 years of finance experience. The position offers a hybrid work arrangement and benefits, including a 401(k) retirement plan, health and ..

Seasonal Tax Manager - Investment Management Duties: Performing review of workpapers and tax returns for hedge funds or investment funds. Performing review of investor packages, including Schedules K-1, K-2, K-3, and ..

... commitment letters; tailoring of standard bank loan documentation forms; indicative term ... development and updating of standard bank loan documentation forms. Coordination within ... CB and with Corporate &..

u003cpu003e We are seeking a highly motivated and experienced professional to join our team as an Associate Manager of Reinsurance. The Associate Manager will be responsible for managing reinsurance activities, assisting ..

Senior Principal Compliance Specialist, Fair Banking The candidate ... manages, regulatory exams, audits, and compliance tests. Assesses the risk raised ... and knowledge of fair banking compliance requirements and identifies..

Principal Compliance Specialist, Fair Lending The candidate ... activities and work are in compliance with all applicable fair lending ... and knowledge of Fair Lending compliance requirements (including Americans with..

Principal Compliance Specialist Duties: Maintains and enhances ... in support of the overall compliance program components. Assists with researching ... components. Assists with researching regulatory compliance requirements and evaluating the..

Seasonal Tax Manager - Investment Management Duties: Performing review of workpapers and tax returns for hedge funds or investment funds. Performing review of investor packages, including Schedules K-1, K-2, K-3, and ..