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Deputy Chief compliance officer The candidate responsibilities include Assisting ... include Assisting Interactive Advisors Chief compliance officer to ensure Interactive Advisors complies ... but not limited to annual compliance reviews..
Director Federal compliance officer The candidate will be collaborating with the firm Federal sales and marketing team to position the firm brand capabilities and offerings training internal stakeholders of government programs ..
Chief Compliance Officer - Legal Duties: Ensuring all ... of the organization are in compliance with applicable laws and regulations ... implementing, maintaining, and assessing the Compliance Program and associated..
What We’re Looking For: The SVP, Investor Relations position is responsible for developing, implementing and executing a comprehensive, global strategic investor relations program in compliance with corporate policies and securities regulations. ..
Research Compliance Specialist / Assistant Facility Security ... Specialist / Assistant Facility Security Officer The candidate will assist in ... tracking of export and sanctions compliance training; maintain compliance records;..
SUMMARY The General Manager (GM) and CEO, as a statutory officer of the Authority, provides leadership for all aspects of the Authority’s operations. This includes setting the vision, strategy, long-term goals, ..
Overview The Assistant Branch Manager (ABM) is responsible for the delivery of an exceptional member service experience and meeting all sales management goals. ABM's are important to the smooth running of ..
This position performs the solicitation and origination of residential first Mortgage/HELOC/HELOAN origination with potential applicant(s), determination of applicant’s financial needs and promotion of UNFCU mortgage products that meet those needs, in ..
... Job Information Deloitte Anti-Money Laundering (AML) | Senior Consultant in Washington ... District Of Columbia Anti-Money Laundering (AML) | Senior Consultant | Risk ... law enforcement officials, financial institution..
Senior Compliance Officer, Conflicts of Interest Duties: Assist ... with development of guidance and training to Local Compliance Officers, risk assessment reviews, and ... assessment reviews, and development of training..
Deputy Chief Compliance Officer The candidate responsibilities include : ... : Assisting Interactive Advisors’ Chief Compliance Officer to ensure Interactive Advisors complies ... but not limited to annual compliance reviews,..
Job Type Full-time Description Solerity is seeking an experienced finance executive to work closely with the CEO and private equity owners to execute the company's growth strategy. The CFO will oversee ..
... site after 5 seconds) Fiscal Officer II An Overview The Department ... (ITS) is seeking a Fiscal Officer II. The Fiscal Officer II performs analytical and evaluative ... Chief...
Director, Federal Compliance Officer The candidate will be collaborating with the firm Federal sales and marketing team to position the firm brand, capabilities, and offerings. Training internal stakeholders of government programs, ..
... IX Coordinator and Clery Act Compliance Officer Duties: Serve as the primary ... authority for monitoring and coordinating compliance of the University with Title ... the University's progress related..
Chief Compliance Officer- Office of Compliance The candidate will be serving ... the focal point for University-wide compliance and privacy and ethics activities. ... Code of Conduct and applicable compliance..
Compliance Officer, Title VII The candidate holds ... contact point for all university compliance activities, training, investigations, and reporting related to ... diversity programs. Serve as intake officer, manage resources,..
... As such, this position requires compliance with the SAFE Mortgage Licensing ... of the following: work experience, training, military experience, and/or education Desired ... protocol and instructions, enlisted evaluations,..