THE LARGEST COLLECTION OF JOBS ON EARTH
Supports PDF, DOC, DOCX, TXT, XLS, WPD, HTM, HTML files up to 5 MB
Vice President-CFTC Swap Dealer compliance officer The candidate will provide coverage ... needed Serve as additional regulatory compliance contact for the CFTC and ... processes reasonably designed to support compliance
US General Counsel Chief compliance officer The candidate will manage and ... a team of legal and compliance professionals and will be responsible ... firm s global legal and compliance
Business Ethics compliance officer The candidate will create awareness ... about the importance of BE compliance work collaboratively with business unit ... unit to determine risk level compliance maturity and..
Compliance Product Officer - TTS Cash NAM ICRM ... Treasury and Trade Solutions (TTS) compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for ... framework. Primary responsibilities include..
Vice President-CFTC Swap Dealer Compliance Officer The candidate will provide coverage ... needed). Serve as additional regulatory compliance contact for the CFTC and ... processes, reasonably designed to support compliance..
... Job Information Deloitte Anti-Money Laundering (AML) | Senior Consultant in Jersey ... City New Jersey Anti-Money Laundering (AML) | Senior Consultant | Risk ... law enforcement officials, financial institution..
Job description At HSBC, the health and well-being of our employees remains of utmost importance. Many of our roles are permitted to work from home (in states in which HSBC is ..
Compliance FMV/Analyst Officer - Compliance The candidate will manage compliance activities under the direction of ... of the System s Chief Compliance Officer or her designee. A critical ... includes..
... Job Information Deloitte Anti-Money Laundering (AML) | Senior Consultant in Parsippany ... Parsippany New Jersey Anti-Money Laundering (AML) | Senior Consultant | Risk ... law enforcement officials, financial institution..
Director - Senior Swap Dealer Compliance Officer Duties: Provide coverage as and ... regulatory reporting (as needed). Regulatory compliance contact for the CFTC, NFA ... processes, reasonably designed to support..
Compl Product Sr Officer I TTS and CCB O&T ... TTS and CCB O&T ICRM Compliance Officer The candidate will be responsible ... developing, delivering and maintaining best-in-class Compliance, programs,..
US General Counsel & Chief Compliance Officer The candidate will manage and ... a team of legal and compliance professionals and will be responsible ... the firm’s global legal and..
Compl Testing Sr Officer II-Global Compliance Testing Prudential Testing- Director The ... will be responsible for assessing compliance risks and controls implemented by ... implementation, and execution of the compliance..
General Counsel and Chief Compliance Officer, and Secretary of the Board of Trustees Duties: Encompasses responsibility for, and oversight of, all legal affairs and compliance matters for all campuses of the ..
Vice President, AML Compliance Risk Management (ACRM) Officer – NAM Banking, Capital Markets ... Duties: Execute and implement firm-wide AML risk management policy and strategic ... policy and strategic processes...
Chief Compliance Officer The candidate will be responsible ... responsible for overseeing and managing compliance within the University to ensure ... and designing and stewarding effective compliance strategies, structures, and..
Chief Compliance Officer Responsibilities: Oversees the corporate compliance program for University Hospital, providing guidance to the Board of Directors, Hospital management, and staff. Building and maintaining systems that ensure compliance with ..
Regulation W Compliance Officer The candidate duties will include: ... of the CUSO Banking Regulatory Compliance Regulation W framework, including risk ... governance, testing and monitoring, and training; Conduct compliance..
Swap Dealer Compliance Officer The candidate will manage swap ... candidate will manage swap dealer compliance program including assessing and updating ... updating policies and procedures, guiding training and education..
Senior Compliance Officer, Healthcare The candidate will essentially ... day-to-day operation of the healthcare compliance program within specified units at ... seven elements of an effective compliance program have been..
Part-time Compliance Officer (Temporary) The candidate reports to ... University’s Privacy Program. Develops appropriate training material and provides employee training on compliance related topics, policies, procedures. Develops ... to employees...
Chief Compliance Officer The candidate oversees the corporate ... The candidate oversees the corporate compliance program for Hospital, providing guidance ... and maintaining systems that ensure compliance with Hospital's internal..
Institutional Compliance Officer, Research The candidate will establish ... will establish an effective research compliance program for the university in ... seven elements of an effective compliance program pursuant to..
Chief Compliance Officer Duties: Overseeing and managing compliance within the University to ensure ... and designing and stewarding effective compliance strategies, structures, and processes. Serves ... processes. Serves as the..
Senior Compliance Officer - Healthcare Duties: Manage the ... day-to-day operation of the healthcare compliance program within specified units. Assist ... the coordination and evaluation of compliance efforts related to..
Business Ethics Compliance Officer The candidate will create awareness ... about the importance of BE compliance; work collaboratively with business unit ... unit to determine risk level, compliance maturity, and..