THE LARGEST COLLECTION OF JOBS ON EARTH
Supports PDF, DOC, DOCX, TXT, XLS, WPD, HTM, HTML files up to 5 MB
Corporate Vice President compliance officer The candidate will assist in ... developing monitoring and maintaining effective compliance policies and procedures in accordance ... and test the Firm s compliance with..
Senior compliance officer Regulatory The candidate will ... the execution of Popular s compliance Program ensuring alignment with Corporate ... Program ensuring alignment with Corporate compliance and strategic direction..
Chief compliance officer The candidate will serve as ... will serve as the primary compliance Team resource for BHS the ... be responsible for the BHS compliance control structure Will..
Compliance Officer - Deposits The candidate will ... lines of business related to compliance. Perform oversight activities and assume ... and regulations. Assist with regulatory compliance exams. Assist with corporate..
Corporate Compliance Officer Duties: Develop an understanding of ... required components of a Corporate Compliance Program and their integration. Work ... newly designed controls and corporate compliance policies around conflicts..
Senior Compliance Officer, Conflicts of Interest Duties: Assist ... with development of guidance and training to Local Compliance Officers, risk assessment reviews, and ... assessment reviews, and development of training..
Chief Compliance Officer Responsibilities: Provides legal counsel to ... range of issues. The Chief Compliance Officer has ultimate compliance accountabilities, and reports to the ... University, and advises them concerning..
Chief Compliance Officer The candidate administers a formal ... The candidate administers a formal compliance program, including updating procedures for ... including updating procedures for enterprise compliance strategy, structure and..
Fixed Income Compliance Officer The candidate will provide Compliance support for the Rates of ... desk policies and procedures and training. Assist other control functions in ... examinations. Develop policies,..
Import and Export Controls Compliance Officer Duties: Reporting to the University’s ... Reporting to the University’s Chief Compliance Officer, serves as the principal administrative ... and Trade Sanction regulations (Export..
Chief Compliance Officer - Capital Markets The candidate ... and refinement of a comprehensive compliance program. Work with Compliance teams globally and as well ... effort throughout the organization. Coordinate..
Global Chief Compliance Officer- Broker Dealer The candidate will ... to sales and trading. Oversight AML/KYC. Upgrade platform (policies, testing/monitoring). Control ... function oversight. Establish firm wide training policies. JD..
Health Plan Compliance Officer The candidate will serve as ... with the health plan regarding Compliance issues, Regulatory Audits and Corrective ... Actions. Develop and manage site Compliance Oversight Committee..
Senior Compliance Officer - U.S. Markets Advisory Duties: ... relevant policies and procedures. Provide regulatory/compliance training. Assist the business on implementing ... Perform testing and monitoring of compliance with firm..
Import and Export Controls Compliance Officer Duties: Reporting to the Vice ... Vice President and Chief Global Compliance Officer, the Import/Export Controls Compliance Officer serves as the principal administrative .....
Chief Compliance Officer The candidate will report to ... develop and motivate a small compliance team while providing support to ... work within the legal and compliance team, but within..
Import and Export Controls Compliance Officer The candidate will report to ... report to the University's Chief Compliance Officer. Will serve as the principal ... and Trade Sanction regulations (Export..
Chief Compliance Officer The candidate will serve as ... will serve as the primary Compliance Team resource for BHS, the ... be responsible for the BHS Compliance control structure. Will..
Senior Compliance Officer - Regulatory The candidate will ... to the execution of Popular’s Compliance Program, ensuring alignment with Corporate ... Program, ensuring alignment with Corporate compliance and strategic direction..
Chief Compliance Officer The candidate will be responsible ... will be responsible for: Lead compliance organization, providing guidance and support ... management, Board of Directors, and compliance team. For both..
Corporate Vice President, Compliance Officer The candidate will assist in ... developing, monitoring, and maintaining effective compliance policies and procedures in accordance ... Assess and test the Firm’s compliance with..
Security Based Swap Dealer Compliance Officer Duties: Responsible for compliance and regulatory matters relating to ... the BNS Swap Dealer Chief Compliance Officer in the implementation of and ... as..
Corp Legal - Chief Compliance Officer RESPONSIBILITIES: Oversee and continue the ... and continue the development of compliance risk assessments, with an emphasis ... the scope and rigor of compliance..
Bank Trust Compliance Officer The candidate oversees the firm's ... The candidate oversees the firm's compliance function, as well as playing ... firm's Trust business lines, coordinating training programs for..
Compliance Officer HFS for Asset Management The ... and control to the business' compliance risk-taking and risk assessments; assisting ... maintenance, and improvement of the compliance policies, procedures, and processes..
Chief Compliance Officer The candidate will develop and ... conduct. Maintain high-level oversight of compliance and risk management and organization ... to employee complaints. Develop regular training on rules, regulations,..