Compliance Officer Banking Jobs

Director - Senior Swap Dealer Compliance Officer Duties: Provide coverage as and ... regulatory reporting (as needed). Regulatory compliance contact for the CFTC, NFA ... processes, reasonably designed to support..

Operational Risk Officer – Control Testing The candidate will be responsible for: Effectively testing/challenging internal control assessments for the Combined US Operations (CUSO) of company. Liaising regularly with the Heads of ..

... law enforcement officials, financial institution compliance officers, and more. As an ... laundering and sanctions detection and compliance programs for clients around the ... and delivering training modules Conducting..

Compliance Product Officer - TTS Cash NAM ICRM ... Treasury and Trade Solutions (TTS) compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for ... framework. Primary responsibilities include..

u003cbu003eCompany Descriptionu003c/bu003eu003cbru003eu003cbru003eWe help the world see new possibilities and inspire change for better tomorrows. Our analytic solutions bridge content, data, and analytics to help business, people, and society become stronger, more ..

Description The Director, Compensation develops, implements, and administers compensation programs. The Director, Compensation requires an in-depth understanding of how organization capabilities interrelate across the function or segment. Responsibilities The Director, Compensation ..

Operational Risk Officer – Control Testing The candidate will be responsible for: effectively testing/challenging internal control assessments for the Combined US Operations (CUSO) of UBS. Liaising regularly with the Heads of ..

Vice President, AML Compliance Risk Management (ACRM) Officer – NAM Banking, Capital Markets and Advisory Duties: ... and strategic processes. Maintain AML compliance program for the business including ... client..

Job description At HSBC, the health and well-being of our employees remains of utmost importance. Many of our roles are permitted to work from home (in states in which HSBC is ..

Vice President-CFTC Swap Dealer Compliance Officer The candidate will provide coverage ... needed). Serve as additional regulatory compliance contact for the CFTC and ... processes, reasonably designed to support compliance..

Regulation W Compliance Officer The candidate duties will include: ... the enhancement of the CUSO Banking Regulatory Compliance Regulation W framework, including risk ... and monitoring, and training; Conduct compliance..

Swap Dealer Compliance Officer The candidate will manage swap ... candidate will manage swap dealer compliance program including assessing and updating ... new business activities. Overseeing the compliance framework for..

... Center Technology','200016232','!*!Our Consumer & Community Banking Group depends on innovators like ... from personal and small business banking as well as lending, mortgages, ... digital experiences and next generation..

Compl Product Sr Officer I TTS and CCB O&T ... TTS and CCB O&T ICRM Compliance Officer The candidate will be responsible ... developing, delivering and maintaining best-in-class Compliance, programs,..

Compl Testing Sr Officer II-Global Compliance Testing Prudential Testing- Director The ... will be responsible for assessing compliance risks and controls implemented by ... implementation, and execution of the compliance..