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Lead compliance officer Branch banking The candidate will establish implement ... standards and programs to drive compliance with federal state agency legal ... of business group risk based compliance
Lead compliance officer Corporate Investment banking The candidate will provide oversight ... monitoring of business group risk-based compliance programs Will maintain compliance risk expertise and consulting for ... standards and..
compliance officer Securities Industry The candidate ... support CCO Support to Chief compliance Officers CCOs for multiple series ... Trusts Will assist in the compliance oversight of service providers..
Lead Compliance Officer – Corporate & Investment Banking The candidate will provide oversight ... monitoring of business group risk-based compliance programs. Will maintain compliance risk expertise and consulting for .....
Compliance Officer - Securities Industry The candidate ... support (CCO Support) to Chief Compliance Officers (CCOs) for multiple series ... (Trusts). Will assist in the compliance oversight of service providers..
Title IX Compliance Officer Duties: Directs an institutional comprehensive ... Duties: Directs an institutional comprehensive compliance program by assessing institutional Title ... by assessing institutional Title IX compliance, developing initiatives,..
Chief Compliance Officer Duties: Oversees the System’s compliance, risk, and privacy programs. Continuously ... and identifies possible areas of compliance vulnerability and risk. Assists with ... and procedures for the..
Lead Compliance Officer - Branch Banking The candidate will establish, implement, ... standards and programs to drive compliance with federal, state, agency, legal, ... of business group risk based compliance..
Senior Compliance Officer The candidate will conduct and ... candidate will conduct and direct compliance risk oversight of Enterprise Compliance Programs, with an emphasis on ... English Proficiency. Lead and..
... assistance of experienced Agency Management Officer or Team Leader. Demonstrates good ... database of deal-specific contacts; disseminates financial/compliance information; impartially communicates with investors; ... Has mastered the Agency Management..
Lead Compliance Officer The candidate will provide oversight ... monitoring of business group risk-based compliance programs. Will maintain compliance risk expertise and consulting for ... standards and programs to drive..
Senior Compliance Officer The candidate will conduct and ... candidate will conduct and direct compliance risk oversight of assigned business ... and/or functions. Lead and execute compliance risk management activities..
Title IX/504 Coordinator and Equity Compliance Officer Duties: Ensuring that the university is compliant with all requirements under Title IX of the Federal Education Amendments of 1972, and other laws prohibiting ..
... IX Coordinator/Section 504 Coordinator and Compliance Officer The candidate will maintain awareness ... federal and state regulations and compliance standards related to accessibility and ... violence. Effectively manage cases..
Lead Compliance Officer The candidate will provide oversight ... monitoring of business group risk-based compliance programs. Maintain compliance risk expertise and consulting for ... standards and programs to drive compliance..
Chief Compliance Officer The candidate will oversee and ... implement all aspects of regulatory compliance program for CAPTRUST across the ... related subsidiaries. Lead the internal compliance team and oversee..
... seeking a Lead Credit Risk Officer to help lead the Transformation, ... function in the Chief Risk Officer (CRO) organization, aligned to Wells ... understand function, policies, procedures, and..
Deputy Chief Compliance Officer – Retail RIA The candidate ... developing and maintaining a robust compliance program, with a focus on ... program, with a focus on compliance with all..
... working either as a HIPAA Compliance Officer or Specialist. REQUIRED/DESIRED SKILLS Skills ... working either as a HIPAA Compliance Officer Required 10 Years HIPAA Compliance Specialist with at least..
Senior Compliance Officer- Surveillance and Monitoring The candidate ... Lead or assist in leading compliance initiatives necessary in implementing changes. ... and provide guidance on complex compliance actual and emerging..
Senior Employee Benefits Compliance Officer Duties: Provide oversight and technical ... for the delivery of ERISA Compliance Services as part of a ... their external Clients. Provide specialized compliance analysis,..
Assistant General Counsel/Chief Compliance Officer Duties: Reports to the General Counsel, with dotted line reporting relationships to the Chancellor and to the Finance and Audit Committee of the Board of Trustees ..
Sr. Export Compliance Officer The candidate will be responding ... updating, and implementing comprehensive export compliance procedures and forms to drive ... to drive the Company’s overall compliance with export..
Assistant General Counsel The candidate reports to the General Counsel, with dotted line reporting relationships to the Chancellor and to the Finance and Audit Committee of the Board of Trustees pertaining ..
Regulatory Risk & Consumer Compliance Manager (Financial Services) Duties: Develop new skills outside of comfort zone. Act to resolve issues which prevent the team working effectively. Coach others, recognise their strengths, ..