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Senior Manager compliance Programs Corporate Functions Duties The candidate will manage a team that maintains and enhances compliance program components including but not limited to assessing regulatory changes evaluating risk associated ..
Legal Counsel - Bank Regulatory and Treasury Services Duties The candidate will work extensively with the team to provide comprehensive support advice and guidance on the ever-evolving legal and regulatory landscape ..
Emerging Companies Corporate Paralegal Duties General corporate client maintenance including maintaining corporate records and stock and option administration Maintain corporate records and stock and option administration Capshare Shareworks and Carta equity ..
Senior Manager Compliance Programs, Corporate Functions Duties: The candidate will manage a team that maintains and enhances compliance program components, including, but not limited to assessing regulatory changes, evaluating risk associated ..
Principal Compliance Specialist, Corporate Functions and Payment ... with the research of regulatory compliance requirements and evaluating the adequacy ... identification, assessment, and communication of compliance program risks and controls...
Emerging Companies/Corporate Paralegal Duties: General corporate client maintenance, including maintaining corporate records, and stock and option administration. Maintain corporate records and stock and option administration Capshare, Shareworks, and Carta equity management. ..
