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Chief compliance officer General Counsel Duties Examine and ... and employee relations Ensure legal compliance as pertains to SEC regulations ... pertains to SEC regulations Oversee compliance with corporate governance..
Senior Vice President Chief compliance officer Duties Creation and revision of ... Duties Creation and revision of compliance program policies under the direction ... the direction of the Chief compliance
Deputy Chief compliance officer The candidate will do a ... KYC CIP trends and BSA compliance issues Supervise 314 a list ... that will enhance the overall compliance function and..
Senior Lending Compliance Officer, Vice President Responsibilities: Provide compliance-related guidance regarding products/ services, new ... assess the effectiveness of the Compliance program. Assist with the delivery ... Assist with the..
Compliance Officer - Consumer Products The candidate ... be responsible for: Providing credible Compliance challenge to the design, development, ... Digital function/business/product in performing timely compliance reviews of new products,..
Lead Compliance Officer – Corporate & Investment Banking ... monitoring of business group risk-based compliance programs. Will maintain compliance risk expertise and consulting for ... standards and programs to drive..
Senior Compliance Manager, Federal Duties: Maintains thorough ... of a federal government contracting compliance programs as required by the ... by the FAR/DFARS.Supports the Local Compliance Officer in the development..
SVP Chief Compliance Officer Duties: Develops and oversee an ... and oversee an integrated, enterprise-wide compliance and privacy program. Serves as ... of positive ethical principles and compliance with federal..
Compliance Officer - Consumer Products The candidate ... serves as a consumer products Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for ... design and delivery of a Compliance..
Senior Vice President Chief Compliance Officer Duties: Creation and revision of ... Duties: Creation and revision of compliance program policies under the direction ... the direction of the Chief Compliance..
Lead Compliance Officer The candidate will provide oversight ... monitoring of business group risk-based compliance programs. Will maintain compliance risk expertise and consulting for ... standards and programs to drive..
Deputy Chief Compliance Officer The candidate will do a ... emerging BSA/AML/KYC/CIP trends and BSA Compliance issues. Supervise 314(a) list reviews ... that will enhance the overall compliance function and..
... & Alliances Resell Contracts & Compliance Manager (Enabling Manager) in Dallas ... Dallas Texas Resell Contracts & Compliance Manager Are you a contracts ... Are you a contracts &..
Forensic And Integrity Services - Investigations And Compliance Manager Responsibilities: Working with the client's legal counsel, internal audit and compliance departments investigating complex issues and developing practical solutions that address operational ..
Senior Lending Compliance Officer, Vice President Responsibilities: Lead regulatory ... change management program for lending compliance. Provide compliance-related guidance regarding products/ services, new ... assess the effectiveness of the Compliance..
Compliance Officer - Deposits The candidate will ... lines of business related to compliance. Perform oversight activities and assume ... and regulations. Assist with regulatory compliance exams. Assist with corporate..
VP Compliance Officer DUTIES: Develops initiates, maintains, and ... the general operation of the Compliance Program and its related activities ... Manages day-to-day operation of the Compliance Program. Periodically reviews..
Lead Compliance Officer - Branch Banking The candidate ... standards and programs to drive compliance with federal, state, agency, legal, ... of business group risk based compliance programs. Maintain compliance..
Senior Compliance Manager, Mutual Funds The candidate ... candidate will be conducting desk-based compliance and ODD reviews of prospective ... and current sub-advisers to mitigate compliance, reputational and operational risk...
Chief Compliance Officer/General Counsel Duties: Examine and draft ... and employee relations. Ensure legal compliance as pertains to SEC regulations. ... pertains to SEC regulations. Oversee compliance with corporate governance...
Senior Compliance Officer- Regulatory Change Management- Vice President ... strong culture of ethics and compliance with laws, regulations, and compliance policies. Provide compliance-related guidance regarding products/ services, new ... assess..
Compliance Manager The candidate is responsible ... managers. Creating and reviewing regulatory compliance documentation. Develop and implement company ... Applying and interpreting audit and compliance requirements for various departments. Working..
Tax Compliance Manager Duties: Reports to the Director of Tax Planning & Compliance for all tax aspects related to the firm including, Gathering and reviewing information from internal resources necessary to ..
Manager - Regulatory Compliance The candidate will advise clients ... candidate will advise clients on compliance with the Securities Act, Securities ... marketing and advertising materials for compliance with the..