Compliance Officer Jobs in Duluth

Compliance Officer The candidate will have primary ... responsibilities associated with the University’s compliance obligations with Title VI of ... Saint Leo Athletics to manage compliance and accommodations with these..

Ethics and Compliance Officer The candidate will handle duties ... Committee meetings. Coordination with GTRC Compliance and Conflict of Interest departments ... as needed. Assistance with all compliance training in..

In-House Counsel and Compliance Associate The candidate will be responding to legal inquiries for a rapidly growing registered investment advisory firm. Assist CCO in reviewing and negotiating a wide range of ..

Manager, International Compliance and Reporting Services Duties: Conduct design sessions with the client to understand and document the requirement definition for the system. Assign activities and tasks to the project team. ..

Senior Compliance Officer The candidate will conduct and ... candidate will conduct and direct compliance risk oversight of assigned business ... and/or functions. Lead and execute compliance risk management activities..

Compliance Officer The candidate will be working ... of both RIA & BD compliance and the ability to effectively ... communicate with clients, counsel, and compliance staff, Provide input and..

Compliance Manager The candidate will manage foundational and strategic compliance responsibilities with consistent excellence that support the team and management. Will manage/oversee projects, initiatives, regulatory audits or exams, internal audits, accreditations, ..

Experienced Manager Governance, Risk and Compliance Duties: Understand client needs to develop project plans, and resource plans, establish reporting and metrics, and provide the client with regular updates. Manages day-to-day project ..

Senior Compliance Manager, Federal Duties: Maintains thorough ... of a federal government contracting compliance programs as required by the ... the FAR/DFARS. Supports the Local Compliance Officer in the development..

Compliance Program Manager Responsibilities: Responsible for ... to governance of regulatory and compliance activities for the Microsoft Complete ... understanding of the regulatory and compliance requirements to operate the Microsoft..

Senior Compliance Officer The candidate will conduct and ... candidate will conduct and direct compliance risk oversight of Enterprise Compliance Programs, with an emphasis on ... English Proficiency. Lead and..

WHS Governance and Compliance Manager The candidate will be responsible for leading a team that interacts with safety and health regulatory agencies. Subject matter expertise in all aspects of regulatory interactions ..

Chief Compliance and Regulatory Officer (CCRO) The candidate will serve ... senior management team on operational compliance and regulatory matters, providing advice, ... federal regulatory changes. Ensure that compliance guidance..

Compliance Officer - AML & Elderly/Vulnerable Specialist The candidate will conduct investigations into potential unusual activity and potential elderly/vulnerable exploitation and determine if there is required regulatory reporting. File required Suspicious ..

Senior Compliance Officer- Surveillance and Monitoring The candidate ... Lead or assist in leading compliance initiatives necessary in implementing changes. ... and provide guidance on complex compliance actual and emerging..

Deputy Chief Compliance Officer – Retail RIA The candidate ... developing and maintaining a robust compliance program, with a focus on ... program, with a focus on compliance with all..

WHS Governance and Compliance Manager The candidate will be responsible for leading a team that interacts with safety and health regulatory agencies. Subject matter expertise in all aspects of regulatory interactions ..

Program Manager Compliance, Audit, Security, and Policy The candidate will partner with closely related teams and business stakeholders to drive alignment on compliance, security, risk management, and business goals throughout the ..

Compliance Officer - Securities Industry The candidate ... support (CCO Support) to Chief Compliance Officers (CCOs) for multiple series ... (Trusts). Will assist in the compliance oversight of service providers..

Corporate Ethics & Compliance Manager Duties: Coordinating E&C education, ... that the Director, Legal and Compliance and the Chief Legal & ... and the Chief Legal & Compliance Officer are..

Securities Compliance Attorney/Officer The candidate will interpret new and existing securities laws and regulations and provide guidance to various business units and assist them in updating policies and procedures. Analyze existing ..

Senior Compliance Officer- Enterprise Privacy And Technology Office ... pertaining to privacy and technology compliance. Analyze existing and develop new ... Lead or assist in leading compliance initiatives necessary in..

Senior Manager Compliance Programs Duties: Manage a team ... team that maintains and enhances compliance program components. Provide support, coaching, ... annual performance evaluations. Research regulatory compliance requirements and develop..