Compliance Officer Jobs in Plano

VP Compliance Officer DUTIES: Develops initiates, maintains, and ... the general operation of the Compliance Program and its related activities ... Manages day-to-day operation of the Compliance Program. Periodically reviews..

SVP Chief Compliance Officer Duties: Develops and oversee an ... and oversee an integrated, enterprise-wide compliance and privacy program. Serves as ... of positive ethical principles and compliance with federal..

Senior Lending Compliance Officer, Vice President Responsibilities: Lead regulatory ... change management program for lending compliance. Provide compliance-related guidance regarding products/ services, new ... assess the effectiveness of the Compliance..

NA WHS Senior Governance and Compliance Manager The candidate will lead a team that interacts with safety and health regulatory agencies. Will engage, collaborate and partner with technical subject matter experts ..

Senior Compliance Officer- Regulatory Change Management- Vice President ... strong culture of ethics and compliance with laws, regulations, and compliance policies. Provide compliance-related guidance regarding products/ services, new ... assess..

Lead Compliance Officer - Branch Banking The candidate ... standards and programs to drive compliance with federal, state, agency, legal, ... of business group risk based compliance programs. Maintain compliance..

Manager - Regulatory Compliance The candidate will advise clients ... candidate will advise clients on compliance with the Securities Act, Securities ... marketing and advertising materials for compliance with the..

Senior Compliance Manager, Mutual Funds The candidate ... candidate will be conducting desk-based compliance and ODD reviews of prospective ... and current sub-advisers to mitigate compliance, reputational and operational risk...

Tax Compliance Manager Duties: Reports to the Director of Tax Planning & Compliance for all tax aspects related to the firm including, Gathering and reviewing information from internal resources necessary to ..

Senior Lending Compliance Officer, Vice President Responsibilities: Provide compliance-related guidance regarding products/ services, new ... assess the effectiveness of the Compliance program. Assist with the delivery ... Assist with the..

Lead Compliance Officer – Corporate & Investment Banking ... monitoring of business group risk-based compliance programs. Will maintain compliance risk expertise and consulting for ... standards and programs to drive..

Senior Compliance Manager, Federal Duties: Maintains thorough ... of a federal government contracting compliance programs as required by the ... by the FAR/DFARS.Supports the Local Compliance Officer in the development..

Compliance Officer - Consumer Products The candidate ... be responsible for: Providing credible Compliance challenge to the design, development, ... Digital function/business/product in performing timely compliance reviews of new products,..

Compliance Officer - Consumer Products The candidate ... serves as a consumer products Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for ... design and delivery of a Compliance..

Deputy Chief Compliance Officer The candidate will do a ... emerging BSA/AML/KYC/CIP trends and BSA Compliance issues. Supervise 314(a) list reviews ... that will enhance the overall compliance function and..

Lead Compliance Officer - Branch Banking The candidate ... standards and programs to drive compliance with federal, state, agency, legal, ... of business group risk based compliance programs. Maintain compliance..

WHS Governance and Compliance Manager The candidate will be responsible for leading a team that interacts with safety and health regulatory agencies. Subject matter expertise in all aspects of regulatory interactions ..

Compliance Officer - Deposits The candidate will ... lines of business related to compliance. Perform oversight activities and assume ... and regulations. Assist with regulatory compliance exams. Assist with corporate..

Forensic And Integrity Services - Investigations And Compliance Manager Responsibilities: Working with the client's legal counsel, internal audit and compliance departments investigating complex issues and developing practical solutions that address operational ..

WHS Governance and Compliance Manager The candidate will be responsible for leading a team that interacts with safety and health regulatory agencies. Subject matter expertise in all aspects of regulatory interactions ..

Senior Compliance Manager, Federal Duties: Maintains thorough ... of a federal government contracting compliance programs as required by the ... by the FAR/DFARS.Supports the Local Compliance Officer in the development..

Compliance Manager The candidate is responsible ... managers. Creating and reviewing regulatory compliance documentation. Develop and implement company ... Applying and interpreting audit and compliance requirements for various departments. Working..

Lead Compliance Officer The candidate will provide oversight ... monitoring of business group risk-based compliance programs. Will maintain compliance risk expertise and consulting for ... standards and programs to drive..