Compliance Officer Registration Licensing Jobs in Chicago

Regional Compliance Officer The candidate will lead and ... will lead and manage the Compliance program for North America; review ... North America; review and evaluate Compliance issues/concerns within the..

... and policy issues related to compliance, contractual and nondisclosure agreements, and ... Act as the firm's Lobbyist Compliance Officer responsible for lobbyist filings, serving ... contact constituted lobbying and..

Chief Compliance Officer The candidate will report to ... develop and motivate a small compliance team while providing support to ... work within the legal and compliance team, but within..

Compliance Officer: Regulatory Examinations & Licensing Duties: Entirely manage State regulatory ... in Regulatory Assurance second line compliance monitoring and testing. Assist in ... to compile information for Examinations, Licensing,..

... and commodities, and experience with compliance, internal controls and risk management. ... and risk management. Responsibilities The Compliance Officer’s primary focus will be to: ... focus will be to:..

Compliance Testing Officer Compliance Testing Officer Duties: Reporting to the Head ... to the Head of Regulatory Compliance, the Compliance Officer: Licensing & Examinations will be responsible ... and recommendations..

Compliance Testing Officer Duties: Perform targeted regulatory testing ... targeted regulatory testing to ensure compliance with applicable regulations. Review controls ... initiatives to enhance second line compliance oversight. Ensure compliance..

Chief Compliance and Regulatory Officer (CCRO) The candidate will serve ... senior management team on operational compliance and regulatory matters, providing advice, ... federal regulatory changes. Ensure that compliance guidance..

Director of Regulatory Compliance and Licensing The candidate will independently oversee ... of cannabis regulatory matters and licensing applications, including changes of ownership ... and research regulatory requirements for licensing..

... USA seeks an International Trade Compliance Officer (Remote / Location Flexible in ... Sandvik is seeking a Trade Compliance Officer. Sandvik values enthusiastic, committed people ... The Role US..

Compliance Testing Officer Compliance Testing Officer Duties: Reporting to the Head ... to the Head of Regulatory Compliance, the Compliance Officer: Licensing & Examinations will be responsible ... and recommendations..

Job Description Summary The Senior Counsel, Governance and Securities will join a newly forming team at GE Healthcare whose mission is to oversee and coordinate U.S. and global securities law compliance ..

Compliance Officer - Securities Industry The candidate ... support (CCO Support) to Chief Compliance Officers (CCOs) for multiple series ... (Trusts). Will assist in the compliance oversight of service providers..

Legal And Compliance Specialist The candidate will handle ... of the day to day compliance and operational responsibilities for the ... the firm supporting the Chief Compliance Officer. Manage individual..

Regional Compliance Officer The candidate will lead and ... will lead and manage the Compliance program for North America; review ... North America; review and evaluate Compliance issues/concerns within the..

... for a motivated and talented compliance officer who is familiar with securities ... foreign exchange activity. Responsibilities: The Compliance Officer – Forex and Commodities will ... will be responsible..

Director of Regulatory and Licensing The candidate will independently oversee ... of cannabis regulatory matters and licensing applications, including changes of ownership ... and research regulatory requirements for licensing matters..

Compliance Officer: Regulatory Examinations & Licensing Duties: Entirely manage State regulatory ... and recommendations are addressed appropriately. Licensing Maintenance and Reporting: help obtain ... in Regulatory Assurance second line compliance..