THE LARGEST COLLECTION OF JOBS ON EARTH
Supports PDF, DOC, DOCX, TXT, XLS, WPD, HTM, HTML files up to 5 MB
compliance officer Regulatory Examinations Licensing Duties Entirely manage State regulatory examinations including receiving notifications of exams responding to initial examination requests for materials responding to subsequent requests for materials and meetings ..
compliance officer Securities Industry The candidate ... support CCO Support to Chief compliance Officers CCOs for multiple series ... Trusts Will assist in the compliance oversight of service providers..
Chief compliance officer The candidate will report to ... develop and motivate a small compliance team while providing support to ... work within the legal and compliance team but within..
Compliance Testing Officer Duties: Perform targeted regulatory testing ... targeted regulatory testing to ensure compliance with applicable regulations. Review controls ... initiatives to enhance second line compliance oversight. Ensure compliance..
Regional Compliance Officer The candidate will lead and ... will lead and manage the Compliance program for North America; review ... North America; review and evaluate Compliance issues/concerns within the..
Compliance Testing Officer Compliance Testing Officer Duties: Reporting to the Head ... to the Head of Regulatory Compliance, the Compliance Officer: Licensing & Examinations will be ... in Regulatory Assurance..
Chief Compliance and Regulatory Officer (CCRO) The candidate will serve ... senior management team on operational compliance and regulatory matters, providing advice, ... federal regulatory changes. Ensure that compliance guidance..
Compliance Officer: Regulatory Examinations & Licensing Duties: Entirely manage State regulatory examinations, including receiving notifications of exams, responding to initial examination requests for materials, responding to subsequent requests for materials and ..
u003cpu003eFirm Overviewu003c/pu003enu003cpu003eMesirow is an independent, employee-owned financial services firm founded in 1937. Headquartered in Chicago with offices around the world, we serve clients through a personal, custom approach to reaching financial ..
Chief Compliance Officer The candidate will report to ... develop and motivate a small compliance team while providing support to ... work within the legal and compliance team, but within..
... is looking for an Investment Compliance Manager As part of an ... Your impact as an Investment Compliance Manager Aon Investments USA’s (AIUSA) ... Manager Aon Investments USA’s (AIUSA)..
Corporate Compliance Officer Duties: Overall responsibility for the ... and management of a comprehensive compliance program in compliance with applicable law and in ... stakeholders to ensure the company’s compliance..
Compliance Officer - Securities Industry The candidate ... support (CCO Support) to Chief Compliance Officers (CCOs) for multiple series ... (Trusts). Will assist in the compliance oversight of service providers..
... and commodities, and experience with compliance, internal controls and risk management. ... and risk management. Responsibilities The Compliance Officer’s primary focus will be to: ... focus will be to:..
... for a motivated and talented compliance officer who is familiar with securities ... foreign exchange activity. Responsibilities: The Compliance Officer – Forex and Commodities will ... will be responsible..
Description Humana is a $90 billion (Fortune 40) market leader in integrated healthcare whose dream is to help people achieve lifelong well-being. As a company focused on the health and well-being ..
Description Humana is a Fortune 40 market leader in integrated healthcare whose dream is to help people achieve lifelong well-being. As a company focused on the health and well-being of the ..
... looking for a Bank Trust Compliance Officer Responsibilities:Maintains Regulatory Compliance calendar.Manages, coordinates periodic Compliance activities.Maintains ATC’s Policies and Procedures; ... risk assessments.Assists the Bank’s AML Officer in executing the..
... USA seeks an International Trade Compliance Officer (Remote / Location Flexible in ... Sandvik is seeking a Trade Compliance Officer. Sandvik values enthusiastic, committed people ... The Role US..