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Deputy Chief compliance Officer The candidate responsibilities include ... include Assisting Interactive Advisors Chief compliance Officer to ensure Interactive Advisors ... but not limited to annual compliance reviews advertising material..
Director Federal compliance Officer The candidate will be collaborating with the firm Federal sales and marketing team to position the firm brand capabilities and offerings Training internal stakeholders of government programs ..
Vice President of Compliance, Diversity and Ethics Duties: Reporting ... President, the Vice President of Compliance, Diversity and Ethics is the ... Ethics is the university’s executive-level compliance, diversity and..
Manager Compliance - Personal Securities Trading Duties: ... operations which consist of reviewing compliance reports, managing the preclearance approval ... Partner with local business unit Compliance Officers to execute or..
Title IX Coordinator and Clery Act Compliance Officer Duties: Serve as the primary authority for monitoring and coordinating compliance of the University with Title IX of the Education Amendments of 1972, ..
Compliance Officer, Title VII The candidate holds primary responsibility for developing and implementing university-wide policies, programs, and procedures with respect to Equal Employment Opportunity (Title VII), campus equity and diversity programs, ..
Compliance Counsel (Director) Duties: The candidate ... of the law relating to compliance to support the Global Compliance Officer, the GBA Compliance Officers and country Compliance Officers, the Enabling Functions,..
Assistant General Counsel, Compliance Duties: Provide crucial thought-leadership and ... creation and implementation of FINRA’s Compliance Program, to include development of ... evolves, which may including enterprise compliance, risk assessment..
Director, Compliance Program Office The candidate will ... the Office of Ethics and Compliance, Chief Compliance Officer (CCO office). Serve as ... and maintenance of the new Compliance program required..
Senior Compliance Officer, Conflicts of Interest Duties: ... guidance and training to Local Compliance Officers, risk assessment reviews, and development ... efforts with Regional and Local Compliance Officers. Continually assess..
Compliance Senior Counsel, Investigations The candidate ... to the Vice President, Global Compliance Investigations, and focus on investigations ... and US/CAN regional legal and compliance team members, and manage outside..
Assistant General Counsel, Compliance The candidate will be responsible ... creation and implementation of company’s Compliance Program, to include development of ... evolves, which may including enterprise compliance, risk assessment..
Senior Compliance Manager, Federal Duties: Maintains thorough ... of a federal government contracting compliance programs as required by the ... by the FAR/DFARS.Supports the Local Compliance Officer in the development..
Chief School Compliance Officer Duties: Ensures that all ... and implements a formal school compliance program covering over 50 managed ... for school, operational and regulatory compliance functions. Other responsibilities..
I. JOB OVERVIEW Job Description Summary: The Contracting Officer, Material Transfer Agreements (CO - MTA ) provides expert support in highly specialized areas of sponsored project and research administration under the ..
Chief Compliance Officer - Legal Duties: Ensuring ... of the organization are in compliance with applicable laws and regulations ... implementing, maintaining, and assessing the Compliance Program and associated policies..
Director, Compliance for the Americas The candidate ... the integration and embedding of compliance and risk into day-to-day business ... management on the risk and compliance considerations in key business..
Director of Compliance Operations and Business Conduct The ... the direction of the Chief Compliance Officer, manage the Firm’s internal ... Officer, manage the Firm’s internal compliance and business conduct..
Deputy Chief Compliance Officer The candidate responsibilities include ... : Assisting Interactive Advisors’ Chief Compliance Officer to ensure Interactive Advisors ... but not limited to annual compliance reviews, advertising material..
Director, Federal Compliance Officer The candidate will be collaborating with the firm Federal sales and marketing team to position the firm brand, capabilities, and offerings. Training internal stakeholders of government programs, ..
Chief Compliance Officer- Office of Compliance The candidate will be serving ... the focal point for University-wide compliance and privacy and ethics activities. ... Code of Conduct and applicable compliance..