Compliance Officers Jobs in Ohio

Compliance Officer - Securities Industry The ... support (CCO Support) to Chief Compliance Officers (CCOs) for multiple series trusts ... (Trusts). Will assist in the compliance oversight of service providers..

VP Compliance Officer The candidate will be maintaining compliance policies and procedures for assigned trusts or advisers, performing annual reviews thereon, conducting risk assessments and periodic compliance testing, maintaining oversight of ..

Athletic Compliance Officer Duties: Serves as a ... as a member of the compliance team that is committed to ... works in conjunction with the compliance staff to implement NCAA,..

Vice President and Compliance Officer The candidate will facilitate ... enforce all facets of the compliance program to protect the client ... risk. Provide strategic direction for compliance in support..

University Compliance Officer/Title IX Coordinator The candidate ... obligations. Monitoring and coordinating regulatory compliance in areas such as Title ... reporting. Manage oversight of University compliance efforts to comply with..

VP Compliance Officer The candidate will be maintaining compliance policies and procedures for assigned trusts or advisers, performing annual reviews thereon, conducting risk assessments and periodic compliance testing, maintaining oversight of ..

Athletic Compliance Officer The candidate will serve ... as a member of the compliance team that is committed to ... works in conjunction with the compliance staff to implement NCAA,..

Communicate regulatory changes and trends with the client’s management team and their employees, representatives, etc. Perform and/or oversee periodic testing of written policies and procedures to determine ongoing compliance Perform trading ..

... and procedures to determine ongoing compliance Perform trading and best execution ... and enhancement of a full-scale compliance program Ability to work independently ... more experience in financial industry..

Athletic Compliance Officer Duties: Serves as a ... as a member of the compliance team that is committed to ... Works in conjunction with the compliance staff to implement NCAA,..

Job Opportunity: Registrar with The Modern College of Design in Dayton, OH   Are you a highly organized professional with strong interpersonal and attention to detail skills? Do you enjoy ..

Communicate regulatory changes and trends with the client’s management team and their employees, representatives, etc. Perform and/or oversee periodic testing of written policies and procedures to determine ongoing compliance Perform trading ..

Chief Compliance Officer The candidate will be ... a resource to help determine compliance requirements and best practices for ... Providing education and training on compliance-related topics; Bringing stakeholders together..

Athletic Compliance Officer Duties: Serves as a ... as a member of the compliance team that is committed to ... works in conjunction with the compliance staff to implement association,..

Export Compliance Officer Duties: To serve as ... for all issues involving export/trade compliance, both internal (University management, faculty, ... parties. Reports to Director, Research Compliance Office. Assist the Director,..

Communicate regulatory changes and trends with the client’s management team and their employees, representatives, etc. Perform and/or oversee periodic testing of written policies and procedures to determine ongoing compliance Perform trading ..

Legal Compliance Officer The candidate will address ... internal departments to ensure on-going compliance with FERPA , Title IX, ... with Human Resources to ensure compliance with federal and state..

Compliance Officer - Deposits The candidate ... and regulations. Assist with regulatory compliance exams. Assist with corporate policy ... experience as a financial services compliance professional, bank regulator or other..

Counsel and Chief Compliance Officer Duties: Be a key ... from a legal, regulatory, and compliance perspective. Work with senior leaders ... guidance on all legal and compliance aspects of..

... and procedures to determine ongoing compliance Perform trading and best execution ... and enhancement of a full-scale compliance program Ability to work independently ... more experience in financial industry..

... applications for a Director of Compliance (NCAA Compliance Officer). This is a full-time ... to the Associate AD of Compliance and will serve as day-to-day ... and will serve..

... and procedures to determine ongoing compliance Perform trading and best execution ... and enhancement of a full-scale compliance program Ability to work independently ... more experience in financial industry..

Athletic Compliance Officer Duties: Serves as a ... as a member of the compliance team that is committed to ... works in conjunction with the compliance staff to implement NCAA,..