Compliance Regulator Jobs in California

Job Description & Responsibilities Interactive Brokers is looking to hire a Senior Compliance Analyst at the Chicago Office. This is a position with excellent growth potential for highly motivated and exceptional ..

Interactive Brokers is looking to hire a full-time remote Quality Assurance Compliance Analyst who resides in New York, Illinois, New Jersey, Massachusetts, Florida, Connecticut or California. This is a position with ..

Description The Compliance Lead (SNP) ensures compliance with governmental requirements. The Compliance Lead works on problems of ... moderate to substantial. Responsibilities The Compliance Lead (SNP) develops and implements .....

Job Information Humana Compliance Lead - Remote in Los ... Los Angeles California Description The Compliance Lead ensures compliance with governmental requirements. The Compliance Lead works on problems of .....

Description The Compliance Lead ensures compliance with governmental requirements. The Compliance Lead works on problems of ... moderate to substantial. Responsibilities The Compliance Lead develops and implements compliance policies and..

... collaborate with senior business and compliance professionals, participate in regulatory examinations, ... in regulatory examinations, and ensure compliance with federal, state, SEC, and ... adviser.Collaborate with senior business and..

Description The Senior Compliance Professional ensures compliance with governmental requirements. The Senior ... with governmental requirements. The Senior Compliance Professional work assignments involve moderately ... variable factors. Responsibilities The Senior..

... a Mid-to Senior-level Financial Services Compliance And Regulatory Associate Attorney with ... 4 years of experience in compliance and regulatory matters. The ideal ... broker-dealers, focusing on regulatory and..

... talent and imagination to the compliance function supporting a business with ... they never thought possible. Analyst Compliance Regulatory Reporting What is the ... is the role The Analyst..

A law firm in Newport Beach is seeking a Corporate Associate Attorney with 3-6 years of substantive legal experience in corporate law. The ideal candidate will have experience in public and ..

Job Information Humana Compliance Lead - Remote in Torrance ... in Torrance California Description The Compliance Lead ensures compliance with governmental requirements. The Compliance Lead works on problems of .....

... talent and imagination to the compliance function supporting a business with ... they never thought possible. Specialist Compliance Regulatory Reporting What is the ... is the role The Specialist..

A law firm in San Francisco is seeking an International Trade Associate Attorney with expertise in U.S. trade regulations and a keen interest in international trade laws. The ideal candidate will ..

Job Information Humana Compliance Lead - Remote in Fresno ... in Fresno California Description The Compliance Lead ensures compliance with governmental requirements. The Compliance Lead works on problems of .....

Job Information Humana Senior Compliance Professional, Specialty Compliance in Torrance California Description The ... Torrance California Description The Senior Compliance Professional ensures compliance with governmental requirements. The Senior ... with..

... a Mid-to Senior-level Financial Services Compliance And Regulatory Associate Attorney with ... years of experience in handling compliance and regulatory matters. The ideal ... broker-dealers on various regulatory and..

Description The Compliance Lead ensures compliance with governmental requirements. The Compliance Lead works on problems of ... moderate to substantial. Responsibilities The Compliance Lead develops and implements compliance policies and..

Irvine office of a BCG Attorney Search Top Ranked Law Firm seeks regulatory attorney with 3-7 years of experience. The candidate should preferably have insurance or financial services experience supporting institutions ..

... a team of experienced product compliance professionals to embed compliance within Splunku2019s products and services. ... Combining strong technical understanding and compliance requirement knowledge, you will help ... practice...

Job Information Humana Manager, Compliance - Agent Investigation Unit in ... Torrance California Description The Manager, Compliance ensures compliance with governmental requirements. The Manager, ... with governmental requirements. The Manager,..

Description The Compliance Lead ensures compliance with governmental requirements. The Compliance Lead works on problems of ... & Analytics to ensure continued compliance through innovative product offerings and ... and..

... a team of experienced product compliance professionals to embed compliance within Splunk’s products and services. ... Combining strong technical understanding and compliance requirement knowledge, you will help ... be..

Job Information Humana Compliance Lead - Remote in Campbell ... in Campbell California Description The Compliance Lead ensures compliance with governmental requirements. The Compliance Lead works on problems of .....