Compliance Regulator Jobs in San Ramon

Insurance Regulatory And Compliance Counsel The candidate responsibilities will include review of insurance product filings and management of other insurance regulatory matters, interaction with regulators, drafting of policies and other governance ..

Head of Compliance Duties: Taking ownership of and ... of and building out the Compliance framework (policies, procedures and risk ... to date on developments on compliance regulations. Interfacing with..

Chief Compliance Officer, Special Purpose Depository Institution ... will create and control the compliance program. Develop, implement, and oversee ... all aspects of the bank’s compliance program, designed specifically for..

Senior Product and Regulatory Counsel The candidate will serve as a senior regulatory adviser to internal product, partnership, sales and account management teams. Interface with US banking regulators, third-party providers, and ..

Senior Counsel / Associate General Counsel - IP & Litigation Responsibilities: Manage outside counsel on litigation matters and handle inquiries by regulators, as well as pre-litigation disputes. Oversee legal escalations about ..

... Work with in-house Legal and Compliance team and external counsel to ... Serve as the Legal and Compliance lead in the fund formation ... disclosures, operational issues, side letter..

Controls & Governance Officer – Exams & Issues Management Duties: Responsible for providing support in preparation for, during, and after examinations, audits, and continuous monitoring activities, as well as facilitating finding/issue ..

Compliance Specialist Duties: Participates in the ... the administration and oversight of compliance programs for all jurisdictions and ... Works with the CCO, VP Compliance, and Compliance Oversight Committee to..

Health Plan Representative','1189759','Jun 8, 2023','!*!Job Summary: Position(s) located within the local area Member Services Department reporting to Member Services Operations Director.  Educates providers, staff and members on Health Plan benefits and ..

Associate General Counsel, Global Privacy Incidents The candidate will maintain subject matter expertise in areas of privacy and data protection laws (including state and federal consumer protection and privacy laws, GDPR ..

... a Mid-to Senior-level Financial Services Compliance And Regulatory Associate Attorney with ... 4 years of experience in compliance and regulatory matters. The ideal ... broker-dealers, focusing on regulatory and..

Chief Compliance Officer, Special Purpose Depository Institution ... all aspects of the bank’s compliance program, designed specifically for the ... Financing (OFAC/CTF) Officer, and Consumer Compliance Officer. Successfully support related..

Lead Counsel, Privacy The candidate will develop and maintain subject matter expertise in areas of data privacy and protection laws (including state and federal consumer protection and privacy laws, GDPR, and ..

Regulatory Healthcare Paralegal Duties: Assist with drafting agreements and related closing documents and binder sets for corporate transactions. Attend and assist attorneys throughout a Health transaction, including maintenance of checklists and ..

Supervising Associate Counsel The candidate oversees the management of the Legal Services Department and its day-to-day affairs. Plans, organizes, and coordinates department activities within established guidelines to meet state, regulatory, and ..

Counsel, Payments and Regulatory The candidate will design and set up the legal infrastructure for payments movement around the globe. Act as a legal advisor to the business on financial and ..

... a team of experienced product compliance professionals to embed compliance within Splunku2019s products and services. ... Combining strong technical understanding and compliance requirement knowledge, you will help ... practice...

... department work platforms), fosters comprehensive compliance management through a series of ... ancillary insurance forms are in compliance with applicable regulations, statutes and ... KPIC Policy&Procedures; prepares reports on..

Counsel - Corporate Securities / Public Company The candidate will advise on public company and corporate securities law matters and related compliance, including SEC reporting, NASDAQ compliance, and public disclosures. Work ..

... department work platforms), fosters comprehensive compliance management through a series of ... ancillary insurance forms are in compliance with applicable regulations, statutes and ... KPIC Policy&Procedures; prepares reports on..

Auditor - Assurance - FAAS - FSO – Manager The candidate will assist corporate clients to address the strategic accounting and financial reporting challenges facing their businesses and finance functions. Provide ..

Associate Corporate Counsel The candidate works with the Board of Directors to assist with the preparation of materials for Board and Committee meetings. Assists the General Counsel in the preparation of ..

... culture for environmental protection. The Regulator Director will also use their ... contacting us. However, to ensure compliance with CCPA, the following categories ... a request relating to our..