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chief Ethics and compliance officer Responsibilities Report to the General ... the General Counsel Lead the compliance team Develop strategies and lead ... will advise internal stakeholders on compliance with..
chief compliance officer The candidate administers a formal ... The candidate administers a formal compliance program including updating procedures for ... including updating procedures for enterprise compliance strategy structure and..
chief compliance and Regulatory officer CCRO The candidate will serve ... senior management team on operational compliance and regulatory matters providing advice ... federal regulatory changes Ensure that compliance guidance..
SVP, Securities, Corporate and Governance The candidate will ... candidate will advise investor relations, corporate communications, and corporate financial reporting functions on disclosure ... Report directly to the firm’s Chief..
Legal & Compliance – General Counsel, Strategic Partners ... marketing. Partnering with the SP Chief Compliance Officer to implement the funds’ compliance programs. Providing legal support to .....
Swap Dealer Compliance Officer The candidate will manage swap ... candidate will manage swap dealer compliance program including assessing and updating ... new business activities. Overseeing the compliance framework for..
Chief Compliance and Regulatory Officer (CCRO) The candidate will serve ... senior management team on operational compliance and regulatory matters, providing advice, ... federal regulatory changes. Ensure that compliance guidance..
15,615 Job Information Deloitte Corporate Finance Senior Compliance Analyst in New York New ... in New York New York Corporate Finance Compliance Senior Analyst Deloitte Corporate Finance LLC is seeking..
Vice President-CFTC Swap Dealer Compliance Officer The candidate will provide coverage ... needed). Serve as additional regulatory compliance contact for the CFTC and ... processes, reasonably designed to support compliance..
The CMO Compliance Manager will have primary responsibility ... of critical programs in the compliance office of the department of ... the department of Contracting and Corporate Affairs. The manager..
Chief Compliance Officer The candidate oversees the corporate compliance program for Hospital, providing guidance ... and maintaining systems that ensure compliance with Hospital's internal policies. Develop ... managerial experience. Certification..
CFO / Controller Job description Construction company looking for an CFO / Controller with experience in the construction field. We are looking for someone who can run the accounting department and ..
Corporate Counsel The candidate will lead commercial contracting globally, including partnering with sales and account management teams on contractual issues, negotiations and procurement; address risk factors. Counsel internal teams on compliance ..
Chief Compliance Officer The candidate administers a formal ... The candidate administers a formal compliance program, including updating procedures for ... including updating procedures for enterprise compliance strategy, structure and..
Associate General Counsel, Corporate, Securities & M&A The candidate ... board of directors, CEO, CFO, Chief Legal Officer and other members of the ... on a broad range of corporate,..
... growing our Governance Risk and Compliance team in order to protect ... transforming its technology risk management, compliance and information security capabilities. We ... ever increasing threat and regulatory..
Officer-Contract Negotiations The Candidate will be responsible to draft, review and negotiate agreements for sponsored research funding such as awards from federal and state agencies, foundations, industry partners, and other academic ..
General Counsel and Chief Compliance Officer, and Secretary of the Board ... of, all legal affairs and compliance matters for all campuses of ... in all legal matters concerning compliance..
Global Chief Compliance Officer- Broker Dealer The candidate will be point of contact for all exams/inquiries and audits. Will work on cover all entities and manage staff across business lines. Provide ..
Director - Senior Swap Dealer Compliance Officer Duties: Provide coverage as and ... regulatory reporting (as needed). Regulatory compliance contact for the CFTC, NFA ... processes, reasonably designed to support..
Corporate Secretary & Vice President Securities ... & Vice President Securities and Corporate Law The candidate will be ... Section 16 filings; NYSE rules; corporate law issues and the company’s..
Compliance Sanctions Director (Advisory) – Corporate & Investment Banking The candidate ... be serving as a senior compliance risk manager for Independent Compliance Risk Management (ICRM) to Citi’s ... contacts..
Job Title: Senior Manager, Corporate Secretary's Office A little ... bit about our team: The Corporate Secretary's Office is responsible for ... is responsible for managing the corporate secretary..
Chief Compliance Officer Responsibilities: Oversees the corporate compliance program for University Hospital, providing ... and maintaining systems that ensure compliance with University Hospital’s internal policies. .....
Description The Financial Planning & Analysis Lead analyzes and forecasts financial, economic, and other data to provide accurate and timely information for strategic and operational decisions. The Financial Planning & Analysis ..