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Senior Counsel to work on corporate governance, ’33 Act compliance, draft ... employee agreements, development of compliance, corporate, and legal policies and procedures, and legal research. Assist on all matters..
Vice President, Corporate Counsel The Candidate will be responsible for managing the preparation and filing of fund registration statements on Forms N-1A, N-2, and N-14, as well as other federal securities ..
Swap Dealer Compliance Officer The candidate will manage swap dealer compliance program including assessing and updating policies and procedures, guiding training and education process and on-going regulatory interactions. Providing real time ..
... Treasury Duties: Acting as lead legal counsel in connection with the ... aircraft and equipment leasing transactions; corporate guarantees; equity funding of employee ... derivatives transactions. Will: Manage the..
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Regulation W Compliance Officer The candidate duties will include: To lead the enhancement of the CUSO Banking Regulatory Compliance Regulation W framework, including risk assessment, policy and procedures, corporate governance, ..
Senior Manager, Corporate Governance Duties: Leading preparation and ... attestations; Supervising data collection and legal review process for Related Pacrty ... and Officer Questionnaires; Advising Company legal and finance teams..
Paralegal Duties: Managing the preparation and filing of mutual fund registration statements as well as other federal securities filings. Achieving proficiency in using various web-based applications and tools utilized by the ..
Associate General Counsel - Commercial Transactions - Banking and Capital Markets The candidate will be responsible for the commercial transactions of company's Banking and Capital Markets business unit. Will report to ..
Senior Paralegal, SEC & Corporate Governance Candidate will be responsible ... resolutions, annual filings and other corporate and officer records general corporate activities; assist with New York ... with all..
Vice President, Corporate Counsel, Retail Advice And Solutions ... key member of the distribution legal team. Address full range of ... with senior business leaders. Providing legal and regulatory advice..