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... will providing support to in-house legal department. Will review various contracts ... documentation. Act as liaison between legal department and other areas of ... and improve efficiency of the..
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Interactive Brokers is looking for a motivated and talented compliance officer who is familiar with securities and commodities regulatory issues and has appropriate experience at a regulatory agency, exchange or law ..
Corporate Counsel Duties: Provide assistance to ... Provide assistance to the U.S. Legal & Compliance Group and support ... Essential Functions listed below. Provide legal advice on licensing, operational, transactions,..
Corporate Paralegal Duties: Assist with SEC ... memoranda, D&O questionnaires, and other corporate governance documentation. Administer all aspects ... Maintain and administer public company corporate governance policies and procedures, committee..
Vice President, Corporate Counsel, Retail Advice and Solutions ... key member of the distribution legal team. Will address full range ... with senior business leaders. Providing legal and regulatory advice..
Finance & Capital Markets Paralegal The ... closely with the Shipman business, finance and corporate trusts client teams, assisting in ... of loan documents and other finance agreements; conduct online..
Interactive Brokers is looking for a motivated and talented regulatory attorney with experience in securities and commodities issues in the broker-dealer and futures commission merchant space, who is interested in joining ..
... an exciting opportunity for a Finance & Capital Markets Paralegal. The ... closely with the Shipman business, finance and corporate trusts client teams, assisting in ... of loan documents..
... securities compliance matters. Provide strategic legal guidance and advise executive staff ... all capital markets activity. Provide legal oversight for Company’s equity administration ... all business units and all..
... in new Entrepreneurial clinic, the corporate paralegal will handle transactional matters ... matters in all stages of corporate transactions with preparation of documents ... on a full spectrum of..
Legal Analyst The candidate will be ... a key member of the Corporate Secretary team, who leads governance-related projects ... review and evaluation of ongoing legal issues. Will draft, review..
Chief Compliance Officer - Investment Management The candidate will be a key member of the firm’sInvestment Management (SIM) law department, and will support registration, new and existing client opportunities, new investment ..
