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... will providing support to in-house legal department. Will review various contracts ... documentation. Act as liaison between legal department and other areas of ... and improve efficiency of the..
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... Trading Advisors. Knowledge of foreign financial advisor regulations is preferred. Responsibilities: ... compliance aspects of the firm’s financial advisor platform Responding to regulatory ... inquiries pertaining to the firm’s..
... securities compliance matters. Provide strategic legal guidance and advise executive staff ... all capital markets activity. Provide legal oversight for Company’s equity administration ... all business units and all..
We have an exciting opportunity for a Finance & Capital Markets Paralegal. The paralegal will work closely with the Shipman business, finance and corporate trusts client teams, assisting in all aspects ..
... in new Entrepreneurial clinic, the corporate paralegal will handle transactional matters ... matters in all stages of corporate transactions with preparation of documents ... on a full spectrum of..
Finance & Capital Markets Paralegal The candidate ‘will work closely with the Shipman business, finance and corporate trusts client teams, assisting in all aspects of complex financial and capital markets transactions, ..
Corporate Counsel Duties: Provide assistance to ... Provide assistance to the U.S. Legal & Compliance Group and support ... Essential Functions listed below. Provide legal advice on licensing, operational, transactions,..
Chief Compliance Officer - Investment Management The candidate will be a key member of the firm’sInvestment Management (SIM) law department, and will support registration, new and existing client opportunities, new investment ..
Legal Analyst The candidate will be ... a key member of the Corporate Secretary team, who leads governance-related projects ... review and evaluation of ongoing legal issues. Will draft, review..
Interactive Brokers is looking for a motivated and talented regulatory attorney with experience in securities and commodities issues in the broker-dealer and futures commission merchant space, who is interested in joining ..
Interactive Brokers is looking for a motivated and talented compliance officer who is familiar with securities and commodities regulatory issues and has appropriate experience at a regulatory agency, exchange or law ..
Corporate Paralegal Duties: Assist with SEC ... memoranda, D&O questionnaires, and other corporate governance documentation. Administer all aspects ... Maintain and administer public company corporate governance policies and procedures, committee..
Vice President, Corporate Counsel, Retail Advice and Solutions ... key member of the distribution legal team. Will address full range ... with senior business leaders. Providing legal and regulatory advice..
