Energy Trading Compliance Officer Jobs in Charlotte

Deputy Chief Compliance Officer – Retail RIA The candidate ... developing and maintaining a robust compliance program, with a focus on ... program, with a focus on compliance with all..

... lead the Governance Risk and Compliance function ensuring ongoing compliance to in-scope and emerging regulations ... Participate in various client audits, compliance and certification projects, working with ... risk..

Sr. Export Compliance Officer The candidate will be responding ... updating, and implementing comprehensive export compliance procedures and forms to drive ... to drive the Company’s overall compliance with export..

... the BISO will ensure business compliance with Information Security Policies and ... other local personnel Partner with Compliance, Legal, IT resources to achieve ... business unit. Work with the..

Lead Compliance Officer The candidate will provide oversight ... monitoring of business group risk-based compliance programs. Will maintain compliance risk expertise and consulting for ... standards and programs to drive..

Lead Compliance Officer - Branch Banking The candidate ... standards and programs to drive compliance with federal, state, agency, legal, ... of business group risk based compliance programs. Maintain compliance..

Senior Compliance Officer The candidate will conduct and ... candidate will conduct and direct compliance risk oversight of assigned business ... and/or functions. Lead and execute compliance risk management activities..

Title IX Compliance Officer Duties: Directs an institutional comprehensive ... Duties: Directs an institutional comprehensive compliance program by assessing institutional Title ... by assessing institutional Title IX compliance, developing initiatives,..

THE POSITION Meet monthly Contact Center performance goals for conversion, quality, customer satisfaction, and efficiency. Supervise the daily activities of Contact Center agents. Conduct and review quality control inspections to supervise ..

... for a Director of Marketing Compliance to aid our compliance team efforts in meeting regulatory ... Lead all aspects of marketing compliance team members Partner with business ... content..

Compliance Officer - Securities Industry The candidate ... support (CCO Support) to Chief Compliance Officers (CCOs) for multiple series ... (Trusts). Will assist in the compliance oversight of service providers..

Lead Compliance Officer – Corporate & Investment Banking ... monitoring of business group risk-based compliance programs. Will maintain compliance risk expertise and consulting for ... standards and programs to drive..

... role is to aid the compliance team in meeting LendingTree’s regulatory ... Partner with business to understand compliance risks and improve processes Develop ... partners Design, develop, and execute..

Lead Compliance Officer The candidate will provide oversight ... monitoring of business group risk-based compliance programs. Maintain compliance risk expertise and consulting for ... standards and programs to drive compliance..

Senior Compliance Officer The candidate will conduct and ... candidate will conduct and direct compliance risk oversight of Enterprise Compliance Programs, with an emphasis on ... English Proficiency. Lead and..

Lead Compliance Officer - Branch Banking The candidate ... standards and programs to drive compliance with federal, state, agency, legal, ... of business group risk based compliance programs. Maintain compliance..

RESPONSIBILITIES Meet monthly Contact Center performance goals for conversion, quality, customer satisfaction, and efficiency. Lead all aspects of the daily activities of Contact Center agents. Conduct and review quality control inspections ..

... for a Senior Manager of Compliance to aid our compliance team efforts in meeting regulatory ... partner audits and questionnaires Create compliance processes and procedures, including targeted ... assessments..

Senior Manager, Data Platform Engineering SUMMARY LendingTree is seeking a Senior Manager of Data Platform Engineering for our Enterprise Data Management Organization. This individual will lead a platform engineering/DEVSECOPS team focus ..

... IX Coordinator/Section 504 Coordinator and Compliance Officer The candidate will maintain awareness ... federal and state regulations and compliance standards related to accessibility and ... violence. Effectively manage cases..

THE POSITION The Compliance Manager will be joining the ... Manager will be joining the Compliance Organization within the Legal and ... Organization within the Legal and Compliance team and..

Senior Compliance Officer- Surveillance and Monitoring The candidate ... Lead or assist in leading compliance initiatives necessary in implementing changes. ... and provide guidance on complex compliance actual and emerging..

Director of Business Development This coach/player position is responsible for building and leading a Business Development team as well as taking on the individual responsibilities to build strategic partnerships with Lenders, ..