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compliance officer Regulatory Examinations Licensing Duties Entirely manage State regulatory examinations including receiving notifications of exams responding to initial examination requests for materials responding to subsequent requests for materials and meetings ..
compliance officer Securities Industry The candidate ... support CCO Support to Chief compliance Officers CCOs for multiple series ... Trusts Will assist in the compliance oversight of service providers..
Chief compliance officer The candidate will report to ... develop and motivate a small compliance team while providing support to ... work within the legal and compliance team but within..
Compliance Officer - Securities Industry The candidate ... support (CCO Support) to Chief Compliance Officers (CCOs) for multiple series ... (Trusts). Will assist in the compliance oversight of service providers..
Compliance Officer: Regulatory Examinations & Licensing Duties: Entirely manage State regulatory examinations, including receiving notifications of exams, responding to initial examination requests for materials, responding to subsequent requests for materials and ..
Description The Financial Planning & Analysis Lead analyzes and forecasts financial, economic, and other data to provide accurate and timely information for strategic and operational decisions. The Financial Planning & Analysis ..
Compliance Testing Officer Duties: Perform targeted regulatory testing ... targeted regulatory testing to ensure compliance with applicable regulations. Review controls ... initiatives to enhance second line compliance oversight. Ensure compliance..
Chief Legal Officer The candidate will be responsible for protecting the legal posture and interests of the agency and managing the Legal Department. Oversee and reports regarding work performed by outside ..
Chief Compliance Officer The candidate will report to ... develop and motivate a small compliance team while providing support to ... work within the legal and compliance team, but within..
Regional Compliance Officer The candidate will lead and ... will lead and manage the Compliance program for North America; review ... North America; review and evaluate Compliance issues/concerns within the..
... USA seeks an International Trade Compliance Officer (Remote / Location Flexible in ... Sandvik is seeking a Trade Compliance Officer. Sandvik values enthusiastic, committed people ... The Role US..
... for a motivated and talented compliance officer who is familiar with securities ... foreign exchange activity. Responsibilities: The Compliance Officer – Forex and Commodities will ... will be responsible..
ADP is hiring a Sales Representative, Major Accounts. Are you ready to control your financial future with unlimited upside earnings potential? Do you want a lasting career with a company that ..
Compliance Testing Officer Compliance Testing Officer Duties: Reporting to the Head ... to the Head of Regulatory Compliance, the Compliance Officer: Licensing & Examinations will be ... in Regulatory Assurance..
Description Business Information Security Officers are at the heart of Humana’s Information Security program transformation. As Humana has grown into a thriving and diverse enterprise each Business Segment’s security needs have ..
ADP is hiring a Sales Executive . Are you ready to grow your career and lead a team at an established, respected, global company? Are you ready for your next best ..
... is fair, professional and in compliance with regulatory requirements and internal ... is both fair and in compliance with the Consumer Protection Code ... Senior Management, Legal Department or..
... is looking to hire a Compliance Project Manager in the Chicago ... to the Deputy Chief Regulator Officer and will work closely with ... work closely with other senior..
Administrative Hearing Officer The candidate will be responsible for: Conduct administrative hearings in discipline cases in order to elicit facts and determine whether discipline and/or dismissal is appropriate under Board policies, ..
... and commodities, and experience with compliance, internal controls and risk management. ... and risk management. Responsibilities The Compliance Officer’s primary focus will be to: ... focus will be to:..
ADP is hiring a Sales Representative, Small Business Services. Are you ready to build a rewarding future? Uncapped commissions, lavish incentive trips, and career advancement are some of the ways. Do ..
Chief Compliance and Regulatory Officer (CCRO) The candidate will serve ... senior management team on operational compliance and regulatory matters, providing advice, ... federal regulatory changes. Ensure that compliance guidance..