Finance Banking Attorney Jobs in Arizona

Wealth Management Compliance Manager The candidate, under the direction of the Director of Compliance and Audit, develops and implements the Bank's compliance program related to the Private Wealth Management Department; oversees ..

Private Wealth Advisor DUTIES: Develops, maintains, and expands client relationships. Helps manage and monitor client portfolios; performs investment analysis and financial planning as necessary to ensure client assets are managed consistent ..

Senior Portfolio Manager The candidate will be responsible for: Manage assigned accounts for high net worth (HNW) clients which requires significant client relationship management and new business development. Assigned relationships are ..

Assistant General Counsel The candidate will work under the direction of our General Counsel. Ensures Quantum’s compliance with relevant laws and regulations, Work closely with the business team to develop policies, ..

Manager Compliance, Personal Securities Trading Duties: Lead, coach and develop onshore and offshore teams.. Support department audits and exams.. Oversee all day-to-day operations which consist of reviewing compliance reports, managing the ..

16,667 Job Information Deloitte Tax Sr. Manager (Attorney), Tax Controversy - National Federal Tax Services, Global Investment & Innovation Incentives (Gi3) in Phoenix Arizona Are you an experienced attorney with an ..

5/25/2021 The Finance Paralegal works at the direction of the Senior Corporate Paralegal to assist attorneys in the Legal Department and other Bank personnel on a wide range of legal matters, ..

Compliance Investigator Duties: Applying analytic techniques to complex information sets in order to make logical and effectively supported recommendations on cases, including for reporting to Financial Crimes enforcement Network (FinCEN) and/or ..

Job OverviewA law firm seeks a Real Estate Finance Associate to join its Real Estate group in Phoenix, Arizona. The firm represents a diverse range of clients, including institutional lenders, REITs, ..

Bilingual Spanish Tax Expert - CPA, Enroll Agent or Practicing Attorney – Seasonal Remote Responsibilities: Help TurboTax customers who are working on their tax return with 1) Tax advice, including return ..

Senior Counsel, Regulatory Attorney Responsibilities: Advise on securities laws, most particularly relating to broker-dealers; Familiarity with Reg BI and FINRA Rules and their applications to broker-dealers; Draft and review responses to ..

5/25/2021 The Finance Paralegal works at the direction of the Senior Corporate Paralegal to assist attorneys in the Legal Department and other Bank personnel on a wide range of legal matters, ..

Americas Financial Crimes Exam & Audit Management, Vice President The candidate will play a key role in establishing processes and procedures to ensure uniformity in preparation for, and management of, financial ..

Vice President, Corporate Counsel, Retail Advice and Solutions The candidate will be providing thought leadership and support as a key member of the distribution legal team. Will address full range of ..

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..

Regulatory Legal Counsel Duties: Provide proactive legal advice relating to U.S. and non-U.S. financial industry regulations, with a particular focus on consumer protection, licensing, escheatment, and bankruptcy issues. Work cross-functionally to ..

Americas Financial Crimes Policy Governance, Vice President The candidate will play a key role in implementing and administering the Bank’s financial crimes governance framework in the Americas Region, including documentation (e.g. ..

Corporate Attorney The candidate should be a Corp/ Securities/ M&A Attorney. Should have 15+ years’ experience and strong research and writing skills. Significant experience with federal and state securities compliance, including, ..

... II Duties: To support Commercial Banking teams and/or Business Banking teams and/or Market Sales Leader ... customer account problems. Supports Commercial Banking teams and/or Business Banking teams and/or Market..

Credentialed Tax Expert - CPA, Enrolled Agent or Practicing Attorney – Seasonal Remote Responsibilities: Help TurboTax customers who are working on their tax return with 1) Tax advice, including return preparation ..

Senior Corporate Counsel Duties: Negotiate, draft and review firm contracts including: engagement letters and professional services agreements, master services agreements and statements of work, government contracts, request for proposals, data privacy ..

Controls & Governance Officer – Exams & Issues Management Duties: Responsible for providing support in preparation for, during, and after examinations, audits, and continuous monitoring activities, as well as facilitating finding/issue ..

Job OverviewA law firm seeks a Business Transaction Associate Attorney in Scottsdale, AZ. This role offers an opportunity to work with sophisticated clients and senior attorneys in a collaborative environment, focusing ..