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Senior compliance Counsel Responsibilities Work directly with ... Responsibilities Work directly with the compliance team Ombuds Leader and other ... may concern complex questions involving finance controllership conflict of interest..
Manager compliance Personal Securities Trading The candidate ... personal trading efforts within the compliance Department Will be expected to ... operations which consist of reviewing compliance reports managing the preclearance..
Manager International compliance and Reporting Services Duties Conduct design sessions with the client to understand and document the requirement definition for the system Assign activities and tasks to the project team ..
A law firm in Mountain View, CA, is seeking an experienced Corporate Attorney with expertise in M&A and Venture Capital/Emerging Companies. The ideal candidate should hold State Bar of California membership ..
... seeking a Junior to Mid-Level Finance Associate Attorney with 2-5 years ... preferably have experience in acquisition finance but will be considered with ... will be considered with various..
A law firm in Redwood City, CA, is seeking a Consumer Financial Services Associate Attorney who is an experienced professional with specific qualifications. The ideal candidate should have 3-5 years of ..
A law firm is seeking a Financial Services Practice Attorney for their San Francisco, CA office with 4+ years of fund formation experience. The candidate must be admitted to the State ..
A law firm is seeking a Securities Litigation Associate Attorney in Palo Alto. The attorney will be responsible for handling securities enforcement, regulatory investigations, and compliance matters. The ideal candidate should ..
... anti-money laundering (AML) and sanctions compliance. The ideal candidate will have ... focused on AML and sanctions compliance in collaboration with existing BAU ... BAU processes, ensuring global AML..
... actively seeking a talented Structured Finance Associate Attorney with a minimum ... experience in managing intricate structured finance transactions and securitizations. The successful ... in providing legal expertise, ensuring..
A law firm in San Francisco is currently seeking a Mid-level Private Equity Associate Attorney with 4-6 years of experience in private equity transactions. The ideal candidate will have extensive experience ..
Redwood City office of a BCG Attorney Search Top Ranked Law Firm seeks a consumer protection litigation and compliance associate attorney with 3-6 years of litigation experience. The candidate must have ..
A law firm in San Francisco, CA, is seeking a Consumer Financial Services Associate Attorney who is a highly qualified professional. The ideal candidate will have 3-5 years of state and ..
... a Mid-to Senior-level Financial Services Compliance And Regulatory Associate Attorney with ... 4 years of experience in compliance and regulatory matters. The ideal ... broker-dealers, focusing on regulatory and..
... various litigation matters, enforcement, and compliance. The ideal candidate will have ... strong background in enforcement, investigation, compliance, dispute litigation, and arbitration. Native ... proceedings, conducting investigations, and ensuring..
A law firm seeks a qualified and experienced Corporate Securities/Capital Markets Associate Attorney. The ideal candidate should have 2-5 years of experience in corporate law, with a specific focus on securities ..
... is seeking a Banking and Finance Associate Attorney with 3-5 years ... of experience in banking and finance law. The ideal candidate should ... to clients on banking and..
A law firm in San Francisco, CA, is seeking a Senior Level Mergers and Acquisitions Associate Attorney with 5-9 years of experience in corporate transactional work, particularly in mergers and acquisitions. ..
Job Overview: A law firm in San Francisco, CA, is seeking a Corporate Investment Funds Associate Attorney with at least 3 years of experience in private equity fund formation and related ..
A law firm situated in San Francisco, CA, is in search of an experienced FinTech and Blockchain Counsel with a minimum of 8 years of legal practice. The preferred candidate should ..
A law firm in San Francisco, CA, is seeking a Mid-level FinTech Associate Attorney with 3-5 years of experience. The role involves providing support to enforcement and litigation teams as well ..
Job Overview: A law firm in San Francisco, CA, seeks a highly qualified and experienced Senior Corporate Associate Attorney to join their dynamic team. The ideal candidate will have a minimum ..
Job Overview: A law firm specializing in Corporate - Capital Markets and Public Companies practice is seeking a Mid-level Associate Attorney with extensive experience in advising publicly traded companies on securities ..
A law firm in Menlo Park is seeking a talented Mid/Senior-level Securities Associate Attorney with a minimum of 5 years of direct experience. The candidate will play a key role in ..
... focus on AML and sanctions compliance. They will work closely with ... focused on AML and sanctions compliance.Analyze and resolve professional, legal, regulatory, ... to regulatory audit requests and..
... Francisco is seeking a Consumer Finance Special Counsel. The candidate will ... laws, with a focus on compliance counseling for lenders, servicers, and ... reporting agencies. Expertise in consumer..