Finance Compliance Jobs in Alameda, California | EmploymentCrossing.com


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1,379

Finance Compliance Jobs in Alameda





Job info
SPONSORED JOB
Location
San Ramon, CA
Posted Date
Sep 08,20
Source
Employer   

Senior compliance Counsel Responsibilities Work directly with ... Responsibilities Work directly with the compliance team Ombuds Leader and other ... may concern complex questions involving finance controllership conflict of interest..

SPONSORED JOB
Location
San Francisco, CA
Posted Date
Oct 21,20
Source
Employer   

Manager compliance Personal Securities Trading The candidate ... personal trading efforts within the compliance Department Will be expected to ... operations which consist of reviewing compliance reports managing the preclearance..

SPONSORED JOB
Company
Location
Pleasanton, CA
Posted Date
Nov 23,22
Source
Employer   

Manager International compliance and Reporting Services Duties Conduct design sessions with the client to understand and document the requirement definition for the system Assign activities and tasks to the project team ..

 
Location
Mountain View, CA
Posted Date
Mar 22, 2024
Info Source
Recruiter  -  

A law firm in Mountain View, CA, is seeking an experienced Corporate Attorney with expertise in M&A and Venture Capital/Emerging Companies. The ideal candidate should hold State Bar of California membership ..

 
Location
San Francisco, CA
Posted Date
Apr 26, 2024
Info Source
Recruiter  -  

... seeking a Junior to Mid-Level Finance Associate Attorney with 2-5 years ... preferably have experience in acquisition finance but will be considered with ... will be considered with various..

 
Location
Redwood City, CA
Posted Date
Mar 21, 2024
Info Source
Recruiter  -  

A law firm in Redwood City, CA, is seeking a Consumer Financial Services Associate Attorney who is an experienced professional with specific qualifications. The ideal candidate should have 3-5 years of ..

 
Location
San Francisco, CA
Posted Date
Mar 21, 2024
Info Source
Recruiter  -  

A law firm is seeking a Financial Services Practice Attorney for their San Francisco, CA office with 4+ years of fund formation experience. The candidate must be admitted to the State ..

 
Location
Palo Alto, CA
Posted Date
Apr 22, 2024
Info Source
Recruiter  -  

A law firm is seeking a Securities Litigation Associate Attorney in Palo Alto. The attorney will be responsible for handling securities enforcement, regulatory investigations, and compliance matters. The ideal candidate should ..

 
Location
San Francisco, CA
Posted Date
Apr 19, 2024
Info Source
Recruiter  -  

... anti-money laundering (AML) and sanctions compliance. The ideal candidate will have ... focused on AML and sanctions compliance in collaboration with existing BAU ... BAU processes, ensuring global AML..

 
Location
San Francisco, CA
Posted Date
Apr 25, 2024
Info Source
Recruiter  -  

... actively seeking a talented Structured Finance Associate Attorney with a minimum ... experience in managing intricate structured finance transactions and securitizations. The successful ... in providing legal expertise, ensuring..

 
Location
San Francisco, CA
Posted Date
May 03, 2024
Info Source
Recruiter  -  

A law firm in San Francisco is currently seeking a Mid-level Private Equity Associate Attorney with 4-6 years of experience in private equity transactions. The ideal candidate will have extensive experience ..

 
Location
Redwood City, CA
Posted Date
Apr 04, 2024
Info Source
Recruiter  -  

Redwood City office of a BCG Attorney Search Top Ranked Law Firm seeks a consumer protection litigation and compliance associate attorney with 3-6 years of litigation experience. The candidate must have ..

 
Location
San Francisco, CA
Posted Date
Mar 21, 2024
Info Source
Recruiter  -  

A law firm in San Francisco, CA, is seeking a Consumer Financial Services Associate Attorney who is a highly qualified professional. The ideal candidate will have 3-5 years of state and ..

 
Location
San Francisco, CA
Posted Date
Apr 15, 2024
Info Source
Recruiter  -  

... a Mid-to Senior-level Financial Services Compliance And Regulatory Associate Attorney with ... 4 years of experience in compliance and regulatory matters. The ideal ... broker-dealers, focusing on regulatory and..

 
Location
San Francisco, CA
Posted Date
May 03, 2024
Info Source
Recruiter  -  

... various litigation matters, enforcement, and compliance. The ideal candidate will have ... strong background in enforcement, investigation, compliance, dispute litigation, and arbitration. Native ... proceedings, conducting investigations, and ensuring..

 
Location
San Francisco, CA
Posted Date
Mar 21, 2024
Info Source
Recruiter  -  

A law firm seeks a qualified and experienced Corporate Securities/Capital Markets Associate Attorney. The ideal candidate should have 2-5 years of experience in corporate law, with a specific focus on securities ..

 
Location
Mountain View, CA
Posted Date
Apr 19, 2024
Info Source
Recruiter  -  

... is seeking a Banking and Finance Associate Attorney with 3-5 years ... of experience in banking and finance law. The ideal candidate should ... to clients on banking and..

 
Location
San Francisco, CA
Posted Date
Mar 29, 2024
Info Source
Recruiter  -  

A law firm in San Francisco, CA, is seeking a Senior Level Mergers and Acquisitions Associate Attorney with 5-9 years of experience in corporate transactional work, particularly in mergers and acquisitions. ..

 
Location
San Francisco, CA
Posted Date
Apr 25, 2024
Info Source
Recruiter  -  

Job Overview: A law firm in San Francisco, CA, is seeking a Corporate Investment Funds Associate Attorney with at least 3 years of experience in private equity fund formation and related ..

 
Location
San Francisco, CA
Posted Date
Mar 21, 2024
Info Source
Recruiter  -  

A law firm situated in San Francisco, CA, is in search of an experienced FinTech and Blockchain Counsel with a minimum of 8 years of legal practice. The preferred candidate should ..

 
Location
San Francisco, CA
Posted Date
Mar 21, 2024
Info Source
Recruiter  -  

A law firm in San Francisco, CA, is seeking a Mid-level FinTech Associate Attorney with 3-5 years of experience. The role involves providing support to enforcement and litigation teams as well ..

 
Location
San Francisco, CA
Posted Date
Apr 16, 2024
Info Source
Recruiter  -  

Job Overview: A law firm in San Francisco, CA, seeks a highly qualified and experienced Senior Corporate Associate Attorney to join their dynamic team. The ideal candidate will have a minimum ..

 
Location
San Francisco, CA
Posted Date
Apr 25, 2024
Info Source
Recruiter  -  

Job Overview: A law firm specializing in Corporate - Capital Markets and Public Companies practice is seeking a Mid-level Associate Attorney with extensive experience in advising publicly traded companies on securities ..

 
Location
Menlo Park, CA
Posted Date
Apr 24, 2024
Info Source
Recruiter  -  

A law firm in Menlo Park is seeking a talented Mid/Senior-level Securities Associate Attorney with a minimum of 5 years of direct experience. The candidate will play a key role in ..

 
Location
Palo Alto, CA
Posted Date
Apr 19, 2024
Info Source
Recruiter  -  

... focus on AML and sanctions compliance. They will work closely with ... focused on AML and sanctions compliance.Analyze and resolve professional, legal, regulatory, ... to regulatory audit requests and..

 
Location
San Francisco, CA
Posted Date
Apr 19, 2024
Info Source
Recruiter  -  

... Francisco is seeking a Consumer Finance Special Counsel. The candidate will ... laws, with a focus on compliance counseling for lenders, servicers, and ... reporting agencies. Expertise in consumer..

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