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711

Financial Compliance Jobs in Stamford





Job info
SPONSORED JOB
Location
Melville, NY
Posted Date
Nov 29,22
Source
Employer   

... of Global Control Room and compliance Surveillance The candidate will maintain ... issues to Desk Heads and compliance Oversight of permitted communications between ... operating procedures and to support..

SPONSORED JOB
Location
Melville, NY
Posted Date
Nov 29,22
Source
Employer   

Manager compliance Advisory The candidate will deliver ... deliver quality results providing sound compliance advice to the business as ... and balance risk when providing compliance advice to the business..

SPONSORED JOB
Location
Melville, NY
Posted Date
Nov 29,22
Source
Employer   

compliance Advisor Manager The candidate will ... department training as appropriate Providing compliance advice on complex projects Providing ... identified issues and events for compliance impacts Provide effective challenge and..

 
Company
**********
Location
Bridgeport, CT
Posted Date
Feb 07, 2022
Info Source
Employer  - Full-Time  90  

Description The Supply Chain Professional 2 reports through Humana's Pharmacy Supply Chain and performs DSCSA (Drug Supply Chain Security Act) compliance related tasks in support of Humana's Pharmacy inventory receiving operations. ..

 
Company
Location
Bridgeport, CT
Posted Date
Apr 22, 2023
Info Source
Employer  - Full-Time  90  

Job Information Humana Manager, Compliance - Agent Investigation Unit in ... Bridgeport Connecticut Description The Manager, Compliance ensures compliance with governmental requirements. The Manager, ... with governmental requirements. The Manager,..

 
Company
**********
Location
Melville, NY
Posted Date
Dec 03, 2022
Info Source
Employer  - Full-Time  90  

Compliance Advisor Manager The candidate will ... department training, as appropriate. Providing compliance advice on complex projects. Providing ... identified issues and events for compliance impacts. Provide effective challenge and..

 
Company
**********
Location
Greenwich, CT
Posted Date
Nov 24, 2021
Info Source
Employer  - Full-Time  90  

As an Intern, you will work to support the business on various projects in departments such as Accounting/Finance, Client Services, Compliance, Human Resources, Marketing, and Operations. This is the perfect role ..

 
Company
**********
Location
Melville, NY
Posted Date
Dec 03, 2022
Info Source
Employer  - Full-Time  90  

... of Global Control Room and Compliance Surveillance The candidate will maintain ... issues to Desk Heads and Compliance. Oversight of permitted communications between ... operating procedures and to support..

 
Location
Uniondale, NY
Posted Date
Mar 12, 2024
Info Source
Recruiter  -  

A law firm in Uniondale is seeking a Corporate Associate Attorney with 4-6 years of experience to work closely with partners on various aspects of corporate law. The ideal candidate will ..

 
Company
**********
Location
Purchase, NY
Posted Date
Mar 10, 2023
Info Source
Employer  - Full-Time  90  

... seeking an Associate Private Client Financial Advisor (LO) in Wealth and ... and organizational client service and financial goals within the Financial Advisory - Private Client function ... investment..

 
Company
**********
Location
Greenwich, CT
Posted Date
Dec 07, 2021
Info Source
Employer  - Full-Time  90  

... is looking for an experienced Compliance professional with a background in ... requires related experience in the financial services industry, and a broad ... 3 years brokerage experience in..

 
Location
Mineola, NY
Posted Date
Apr 15, 2024
Info Source
Recruiter  -  

Job Overview: A law firm in Mineola, NY, is seeking an experienced Corporate Attorney with at least 10 years of general corporate experience, including mergers and acquisitions, securities, joint ventures, finance, ..

 
Location
Greenwich, CT
Posted Date
Apr 15, 2022
Info Source
Employer  - Full-Time  90  

... is looking to hire a Compliance Analyst at the Chicago or ... analysts will report to the Financial Advisor (“FA”) Compliance Team Lead and will assist ... initiatives relating..

 
Company
**********
Location
Greenwich, CT
Posted Date
Feb 11, 2023
Info Source
Employer  - Full-Time  90  

... Brokers is looking to hire Compliance Sanctions Testing Analysts for a ... considered. Analysts will report to Compliance Managers from Sanctions and Quality ... area for testing of Sanctions..

 
Location
Stamford, CT
Posted Date
Mar 16, 2024
Info Source
Recruiter  -  

Stamford office of our client seeks a technology attorney with 5 years of experience in technology law. The candidate will have responsibility for legal matters pertaining to technology, including review of ..

 
Company
Location
Bridgeport, CT
Posted Date
Feb 06, 2022
Info Source
Employer  - Full-Time  90  

Description The Senior Financial Reporting Professional will serve as ... accounting basis. Responsibilities The Senior Financial Reporting Professional ensures all reports ... and consolidates divisional and subsidiary financial accounts in..

 
Company
**********
Location
Stratford, CT
Posted Date
Jan 26, 2023
Info Source
Employer  - Full-Time  90  

... are growing our network of financial advisors across Canada. Move your ... a new career as a financial advisor with proven support, flexibility ... will positively impact your clients’..

 
Company
**********
Location
Greenwich, CT
Posted Date
Aug 26, 2022
Info Source
Employer  - Full-Time  90  

... Governance efforts. Responsibilities The Senior Compliance Data Analyst’s primary focus will ... focus on data leveraged by Compliance Collaborate with technical and business ... destination data maps for AML..

 
Company
**********
Location
Greenwich, CT
Posted Date
Aug 27, 2022
Info Source
Employer  - Full-Time  90  

... is looking for a motivated, financial services professional with knowledge of ... and commodities, and experience with compliance, internal controls and risk management. ... risk management. Responsibilities The Senior..

 
Company
**********
Location
Bridgeport, CT
Posted Date
Jun 05, 2021
Info Source
Employer  - Full-Time  90  

Description The Associate Director, Credentialing/Compliance manages the Dental Credentialing and ... manages the Dental Credentialing and Compliance team ensuring that dental providers ... Humana's Dental Networks operate in compliance with..

 
Company
**********
Location
Bridgeport, CT
Posted Date
Oct 10, 2021
Info Source
Employer  - Full-Time  90  

Job Information Humana Compliance (UM) Coordinator 2 in Bridgeport ... in Bridgeport Connecticut Description The Compliance (UM) Coordinator 2 conducts and ... Coordinator 2 conducts and summarizes compliance audits. The..

 
Company
**********
Location
Greenwich, CT
Posted Date
Mar 01, 2023
Info Source
Employer  - Full-Time  90  

... and frequent traders, institutional investors, financial advisors, and introducing brokers. Our ... seeks a motivated and talented compliance officer familiar with electronic trading ... will be the firm’s lead..

 
Location
Greenwich, CT
Posted Date
Apr 30, 2022
Info Source
Employer  - Full-Time  90  

... looking to hire a temporary Compliance Analyst with a strong potential ... Chicago or Greenwich Office. The Compliance Analyst work independently and quickly ... analysts will report to the..

 
Job title
GRANTED JOB
Location
Woodbury, NY
Posted Date
Mar 13, 2024
Info Source
Recruiter  -  

A law firm in Woodbury is seeking an Estate Attorney with a focus on client service, estate planning, estate administration, and elder law. The ideal candidate will have strong communication skills, ..

 
Company
**********
Location
Melville, NY
Posted Date
Dec 03, 2022
Info Source
Employer  - Full-Time  90  

Manager- Compliance Advisory The candidate will deliver ... deliver quality results, providing sound compliance advice to the business as ... and balance risk when providing compliance advice to the business...

 
Company
**********
Location
White Plains, NY
Posted Date
May 05, 2023
Info Source
Recruiter  - Full-Time  90  

u003cpu003eJob Title: Accounting Manager - Financial Reportingu003c/pu003eu003cpu003eJob Summary:u003cbr /u003eWe are seeking ... join our team as the Financial Reporting specialist. The ideal candidate ... be responsible for overseeing the financial..

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