Finra Attorney Jobs in Seattle

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..

Seattle Davis Wright Tremaine LLP seeks a mid-level associate attorney with at least three years of experience to join its Banking & Financial Services Practice Group. The group is collegial, fast ..

Seattle Davis Wright Tremaine LLP seeks a mid-level associate attorney with at least three years of experience to join its Banking & Financial Services Practice Group. The group is collegial, fast ..

Website and Mobile App Accessibility and Compliance Director Duties: Manages, trains, and grows an onshore and offshore team. Acts as the subject matter expert for clients to meet their Cookie, Pixel, ..

VP of Legal and Compliance The candidate will serve as the internal lead for all regulatory and legal matters. The ideal candidate has a background in corporate or regulatory law and ..

Senior Paralegal The candidate will serve all internal and external client needs including preparation of registration statements and/or other regulatory filings required under the Investment Company Act, Investment Advisers Act, Securities ..

Seattle Davis Wright Tremaine LLP seeks a mid-level associate attorney with at least three years of experience to join its Banking & Financial Services Practice Group. The group is collegial, fast ..