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Surveillance Product Specialist The Candidate will be responsible for creating, enhancing and implementing surveillance scenarios and conducting surveillance reviews. Improving surveillance tools and applications by coordinating with Information Technology on the ..
SVP Surveillance Product Specialist Duties: Serves as a Surveillance Product Specialist in the Compliance Surveillance function within Independent Compliance Risk Management (ICRM). Will be responsible to track and intemperate rule changes, ..
Assistant General Counsel - Investment Company The candidate will responsible for supporting all aspects of legal and regulatory matters relating to the firm’s retail and annuity–dedicated funds. In particular, this individual ..
Consultant - Financial Services Industries Tax - Global Information Reporting The candidate will be providing advisory services to financial institutions on the areas of FATCA, CRS, Chapter 3 and Chapter 61 ..
Compliance Escalation and Incident Reporting Senior Vice President Duties: Designing, developing, delivering and maintaining best-in-class Compliance, programs, policies and practices for ICRM, Specifically, assist leadership in: Escalations and Issue Reporting: Develop ..
Senior - Financial Services Industries Tax - Global Information Reporting The candidate will be providing advisory services to financial institutions on the areas of FATCA, CRS, Chapter 3 and Chapter 61 ..