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Investment Management Associate; Senior Associate – Securities The candidate must have 2-4 years of post-JD experience. Should have experience advising and representing investment advisers, broker-dealers, hedge funds, securities exchanges, or securities ..
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... 2-4 years of experience in investment management. Must have substantive knowledge of ... have substantive knowledge of the Investment Company Act of 1940 and ... Act of 1940 and..
... Must have 3–6 years of Investment Management experience. Must have experience with ... Must have experience with the Investment Company Act and the Investment Advisers Act and regulatory experience..
... law firm seeks an Asset Management Associate to join the Regulatory ... six years of experience advising investment advisers, including private fund advisers, ... is beneficial but not required.DutiesAdvise..
Investment Management - Enforcement Associate or Senior ... experience providing regulatory counseling to investment advisers, registered investment companies and wealth management businesses (including retail broker-dealers). Knowledge ... retail broker-dealers). Knowledge..
Investment Management Associate The candidate will counsel ... family offices), fund managers and investment advisers. Services will include counselling ... matters, and negotiation of fund investment, investment management and custodial..
... seeking a Registered Funds Associate Attorney with 3-6 years of legal ... on matters related to registered investment companies, including mutual funds, ETFs, ... directors. Additionally, they will advise..
... years of experience with the Investment Company Act of 1940, the ... Company Act of 1940, the Investment Advisers Act of 1940, the ... 1934, and related regulations.DutiesRepresent registered..
Private Funds Attorney The candidate will provide advice ... Partner with internal stakeholders, including investment, finance and administration, tax, compliance ... level of experience in other investment management areas will..
Calvert Research and Management Advisory Compliance, Vice President/Executive Director ... regulatory developments, support regulatory change management efforts, and providing regulatory updates ... and up-to-date understanding of applicable adviser regulations and..
... law firm seeks a mid-level Investment Management Associate Attorney in Washington, District of Columbia. ... have a strong background in investment management law and a commitment to ... client..
... other agency proposals affecting regulated investment funds, state actions regarding regulation ... regulation of activities of regulated investment funds, investment advisers and broker dealers, capital ... address areas of..
Investment Management Associate - Junior to Mid-Level ... one year of experience in investment management transactional work, including in private ... and some familiarity with the Investment Advisers Act of..
Corporate Associate The candidate must have 3-5 years of experience. Should preferably have a general corporate background with specific experience advising investment management companies, assisting with fund formation, and handling compliance ..
Associate Positions, Investment Management The candidate should have experience ... should have experience with the Investment Company Act of 1940 and ... Act of 1940 and the Investment Advisers Act..
Investment Management Associate The candidate must be ... to mid-level corporate associate with investment management experience. Must have experience with ... experience. Must have experience with investment advisory regulatory matters..
... mid-level associate to join its Investment Management Group in Washington, DC. The ... will have experience with registered investment companies and their boards and/or ... companies and their boards..
Private Equity/Investment Management Associate The candidate should have strong experience with the formation and representation of private investment funds and their advisers, including both domestic and international private equity, real estate, ..
Mid-level Investment Management & RECM Associate The candidate should have 4–7 years of experience. Should be admitted to practice in the jurisdiction in which you are applying. Should have strong experience ..
Investment Services The candidate will work hands-on with a large variety of asset management, broker-dealer and investment adviser clients seeking to deliver services in various markets through different platforms and mediums ..
... dually registered broker-dealer and registered investment adviser. Provide legal advice and guidance ... objectives, including for multiple registered investment advisers and related businesses. Identify ... legal obligations. Advise board,..