Investment Adviser Regulatory Counsel Jobs in Chicago

Institutional Sales and Business Development Professional Duties: Developing and executing an annual sales plan for the fiduciary services practices in North America, including business priorities, growth targets, referral network, intellectual capital, ..

Senior Counsel Duties: Provision of legal advice ... of legal advice relating to investment products, services, and the support ... and maintaining registered and unregistered investment vehicles including preparation of..

... of domestic and international private investment funds including private equity buyout ... planning, carried interest arrangements, employee investment programs, marketing arrangements and limited ... fund sponsors on compliance and..

... experienced associate to join the regulatory practice of its Investment Funds Group in Chicago, IL. ... respond to examinations.Requirements2-4 years of investment funds-related regulatory experience at a global law..

Senior Legal Counsel - Asset Management/Broker Dealer The ... management experience with knowledge of investment advisers and registered investment funds is required. Experience with ... day to day advice and..

... qualified Associate for their Corporate Investment Funds Regulatory Practice in Chicago, IL. The ... years of relevant asset management regulatory experience, with a strong understanding ... a strong understanding..

... on matters related to registered investment companies, including mutual funds, ETFs, ... companies. They will also advise investment advisers on business and regulatory matters, collaborating closely with clients, .....