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Regulatory Compliance Manager The candidate responsibilities ... Advisers Act and other applicable regulatory directives; Advising on and reviewing ... Advisers Act and other applicable regulatory requirements. Assist clients in the..
Regulatory and Securities Attorney The candidate ... will provide advice and trusted counsel to clients and will collaborate ... player for servicing clients, including investment advisers, broker-dealers, private fund advisers,..
Paralegal/Regulatory Administrator The candidate will handle ... candidate will handle preparation of regulatory filings required under federal securities ... complex documents, working with GFS Regulatory Administration attorneys to plan and..
... is seeking an Assistant General Counsel to report directly to the ... report directly to the Chief Counsel, Group Retirement and Institutional Markets ... guidance on various issues and..
... Senior-level Financial Services Compliance And Regulatory Associate Attorney with a minimum ... experience in handling compliance and regulatory matters. The ideal candidate will ... crucial role in advising registered..
Senior Investment Management & RECM Associate The ... establishment and representation of private investment funds and their advisers, including ... real estate, and venture capital. Regulatory/securities law experience (Investment Company..
... transactions, and securities transactional and regulatory matters.Job Overview:The Corporate Associate Attorney ... Associate Attorney will provide legal counsel and support to clients on ... on various corporate transactions and..
... Senior-level Financial Services Compliance And Regulatory Associate Attorney with a minimum ... of experience in compliance and regulatory matters. The ideal candidate will ... in advising and counseling registered..
... formation and administration of private investment funds. The ideal candidate should ... advantageous. Proficiency in navigating the Investment Advisers Act of 1940 and ... must exhibit adeptness in providing..
