Investment Adviser Regulatory Counsel Jobs in Newark

Investment Adviser Compliance Director The candidate will ... candidate will assist firm's registered Investment Adviser (“IA”) clients to establish and/or ... Lead and/or assist in all regulatory examinations and enquires...

Corporate Counsel (Investments) The candidate will work ... other corporate agreements. Offer legal counsel to promote compliance with applicable ... and regulations and respond to regulatory inquiries and examinations. Interpret,..

... Partner with internal stakeholders, including investment, finance and administration, tax, compliance ... Manage external U.S. and non-U.S. counsel on a cost-effective basis. Should ... level of experience in other..

... Attorney with a background in investment management and fund formation. The ... the strategic growth of the Investment Funds team.Duties:Provide legal counsel and support on investment management matters, including..

VP, Corporate Counsel, Bankruptcy & Restructuring The candidate ... candidate will be working with investment professionals in connection with bankruptcy ... Retaining, managing, and coordinating outside counsel. Supporting and driving..

Lead Counsel - Wealth and Investment Management Investment Solutions The candidate will serve ... on a complex offering of investment advisory wrap fee programs to ... its capacity as the..

... three years of asset management regulatory experience. This esteemed law firm ... York City is seeking an Investment Funds Regulatory Associate Attorney to join their ... involve interpreting and..

... City is seeking a Mid-level Investment Management - Financial Institutions Associate ... be responsible for counseling top-tier investment management firms on investment adviser regulatory matters, including registration, conflicts of..

VP, Corporate Counsel, Bankruptcy & Restructuring The candidate ... candidate will be working with investment professionals in connection with bankruptcy ... Retaining, managing, and coordinating outside counsel. Supporting and driving..

VP, Corporate Counsel, Transactions The candidate will be ... candidate will be working with investment professionals in connection with bankruptcy ... Retaining, managing, and coordinating outside counsel. Supporting and driving..

... with a focus on the Investment Company Act and Investment Advisers Act. The ideal candidate ... possess significant expertise in closed-end investment companies, particularly listed funds, and ... insurance..

... Senior-level Financial Services Compliance And Regulatory Associate Attorney to join their ... bring experience in compliance and regulatory matters, specifically with registered investment advisors and broker-dealers. Exceptional communication .....

Senior Legal Counsel - Hybrid The candidate will ... The candidate will advise on investment adviser, mutual fund, ETF and closed-end ... fund, ETF and closed-end fund regulatory filings with..

... of private funds transactions and regulatory compliance matters.Duties:Conduct legal research and ... matters related to securities laws, investment adviser regulations, and other relevant regulatory frameworks.Collaborate with internal teams and..

A law firm based in New York City is seeking a skilled Complex Credit and Insurance Solutions Associate Attorney with 3-5 years of experience in private credit fund formation. The ideal ..

... 3-6 years of asset management regulatory experience. The ideal candidate must ... federal securities laws, particularly the Investment Advisers Act. Experience in advising ... in advising clients on cross-border..

... formation and administration of private investment funds. The ideal candidate should ... advantageous. Proficiency in navigating the Investment Advisers Act of 1940 and ... must exhibit adeptness in providing..

Job Overview: A law firm in New York City is seeking a highly experienced Funds Associate Attorney with 4-6 years of significant experience in private equity fund formation and related matters. ..

... to internal business clients on investment advisory, investment company, and regulatory issues in developing new strategies ... also assist with registration and regulatory disclosures for funds, including annual .....

Associate General Counsel The candidate will advise portfolio ... a variety of legal and regulatory matters associated with current and ... of commercial contracts, including (i) investment management agreements; (ii)..

... 18 years of asset management regulatory experience. The ideal candidate should ... federal securities laws, particularly the Investment Advisers Act. Experience in large ... law firms and in-house or..

... be responsible for providing legal counsel and support to hedge funds, ... funds, funds of funds, private investment funds, and related entities. This ... structuring, organizing, and representing various..

... law firm is seeking an Investment Services Associate Attorney to join ... matters simultaneously, specializing in registered investment companies, investment advisers, and federal securities laws ... manage multiple matters..