THE LARGEST COLLECTION OF JOBS ON EARTH
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General Counsel The candidate will provide duties ... legal representative. Provide comprehensive legal counsel, representation, and oversight on the ... wide range of legal and regulatory matters including transactional matters,..
Communicate regulatory changes and trends with the ... the current and proposed financial regulatory environment (SEC, FINRA, DOL/ERISA, CFTC) ... of Securities Act of ‘33, Investment Advisers Act of ‘40,..
Paralegal/Regulatory Administrator The candidate will handle ... candidate will handle preparation of regulatory filings required under federal securities ... complex documents, working with GFS Regulatory Administration attorneys to plan and..
VP, Assistant General Counsel – Institutional Asset Management The ... will provide expert legal and regulatory advice in connection with the ... global business with over 70 investment professionals in..
... Industry Capital Markets Capital Markets Investment Advisers Private Placements Public Company ... Government Contracts International Trade and Regulatory Compliance Cybersecurity & Data Privacy ... Privacy Cybersecurity & Data Privacy..
VP Compliance Officer The candidate will be maintaining compliance policies and procedures for assigned trusts or advisers, performing annual reviews thereon, conducting risk assessments and periodic compliance testing, maintaining oversight of ..
... of registration statements and/or other regulatory filings required under the Investment Company Act, Investment Advisers Act, Securities Act of ... of 1934. Prepare drafts of regulatory documents for various..
... Industry Capital Markets Capital Markets Investment Advisers Private Placements Public Company ... Government Contracts International Trade and Regulatory Compliance COVID-19 Business Strategies Hub ... Privacy Cybersecurity & Data Privacy..
... Industry Capital Markets Capital Markets Investment Advisers Private Placements Public Company ... Privacy Cybersecurity & Data Privacy Regulatory Compliance Education Industry Education Industry ... Banking & Financial Services Bank..
Compliance Officer - Securities Industry The candidate will serve as support (CCO Support) to Chief Compliance Officers (CCOs) for multiple series trusts containing mutual funds and exchange-traded funds (Trusts). Will assist ..
