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Vice President, Corporate Counsel, Retail Advice and Solutions The ... range of issues related to investment advisory business. Providing strategic advice ... legal and regulatory advice and counsel to the..
VP, Corporate Counsel, Private Funds Duties: Represent the ... Duties: Represent the firm’s Chief Investment Office in connection with its ... on tax, ERISA, insurance company investment restrictions, and other..
Bank Regulatory Counsel Responsibilities: Permissible activities and investments ... for new initiatives, product development, corporate strategic investments or partnerships, capital ... disclosures or other correspondence with bank regulatory agencies. Provide..
Senior Counsel - Wealth and Investment Management Investment Solutions The candidate will advise ... to the distribution of complex investment products. Collaborate closely with other ... negotiate documents prepared by..
Senior Counsel- Regulatory Enforcement The candidate will lead or participate in moderately complex initiatives and deliverables and contribute to large-scale planning. Will provide legal advice and representation of the Company in ..
Senior Counsel - Corporate Finance The candidate will be ... for a wide variety of corporate finance transactions (e.g. syndicated lending, ... and loans closed by outside counsel. Reviewing and..
Senior Counsel – Digital The candidate will provide effective legal and regulatory advice and support for enterprise-wide, customer-facing digital channels. Legal responsibilities will focus principally on digital and mobile product development ..
Lead Counsel - Wealth and Investment Management Investment Solutions The candidate will serve ... on a complex offering of investment advisory wrap fee programs to ... its capacity as the..
Senior Counsel - Securitization and Structured Products ... Structured Products section of the Corporate and Investment Banking and International division of ... Lending and portions of the Investment Portfolio, and..
Senior Principal Compliance Specialist, Fair Banking The candidate reviews new initiatives to identify and assess the fair banking risks and necessary controls to mitigate those risks. Advises and enhances risk assessment ..
Corporate Legal Counsel Responsibilities: Drafting, reviewing, and negotiating client advisory agreements. Developing standard documents and forms related to client contracting and onboarding, compliance, and other matters on an as-needed basis. Assisting ..
Assistant General Counsel The candidate will be providing ... candidate will be providing legal counsel, compliance guidance and interpretations of ... with other legal associates, and corporate and business units..
Senior Counsel- Governance The candidate will develop ... improvements to, board governance and corporate governance processes; review and interpret ... determine appropriate governance process for corporate actions; work with committee..
Seasonal Tax Manager - Corporate Tax Duties: Overseeing complex federal tax compliance and consulting projects requiring tax analysis for a variety of entities and their affiliates. Performing review of workpapers and ..
Seasonal Tax Senior - Corporate Tax Duties: Preparing and/or performing a detailed review of work papers and tax returns on various federal tax consulting/compliance engagements. Conducting research related to accounting for ..
Senior Manager Compliance Programs, Corporate Functions Duties: The candidate will manage a team that maintains and enhances compliance program components, including, but not limited to assessing regulatory changes, evaluating risk associated ..
Lead Compliance Officer – Corporate & Investment Banking The candidate will provide oversight and monitoring of business group risk-based compliance programs. Will maintain compliance risk expertise and consulting for projects and ..
Assistant General Counsel – Special Contracts Marketing The candidate will support initiatives and medium and high complexity engagements with third party suppliers across the firm's enterprise. In particular, it will be ..
Lead Counsel - Regulatory & Risk The candidate will lead complex initiatives with broad impact and act as a key participant in large-scale planning. Will handle matters that have a significant ..
Senior Counsel - Corporate Properties The candidate will provide guidance to management on legal and regulatory matters impacting business strategy and policy or claims against the Company. Will proactively identify policy, ..
Job OverviewA law firm seeks an experienced Transactional Lawyer for its Investment Team practice in Charlotte, NC. This role involves representing capital providers in debt and equity investment activities, including lending ..