Investment Banking Compliance Officer Jobs in Cambridge

... Finance is the chief financial officer for the College, providing strategic, ... accounting and financial reporting, treasury, investment management, cash management, debt management, ... Represents the College with lenders,..

:text,ActualValueFromSolar:null},{QuestionName:Recruiter,AnswerValue:Raymond Campos,VerityZone:recruiterid,QuestionType:Multi-Select,ActualValueFromSolar:null},{QuestionName:Opportunity Overview,AnswerValue:u003cbu003eIf you’re looking for a challenging and rewarding career,u003c/bu003eu0026nbsp;the Associate Financial Advisor role at Edward Jones may be the right opportunity for you. With the same licensing as our ..

VP, Wealth Advisor & Trust Officer Duties: Assists in implementing and ... complex trust and estate matters, investment management and financial planning. Provide ... on their long-term financial plan, investment..

Description Job Description Responsible for marketing a full range of banking services to Small Business Administration (SBA) loan eligible businesses with emphasis on client contact, origination and analysis. Responsible for SBA ..

... law enforcement officials, financial institution compliance officers, and more. As an ... laundering and sanctions detection and compliance programs for clients around the ... and delivering training modules Conducting..

Compliance Manager, Program Governance The candidate ... candidate will manage and coordinate compliance oversight/advice and delivery of service ... Design and implement the Global Compliance Training Program, utilizing a third-party..

Manager Compliance - Personal Securities Trading Duties: ... operations which consist of reviewing compliance reports, managing the preclearance approval ... Partner with local business unit Compliance Officers to execute or..

Compliance Officer Duties: Serve as the organization’s ... aid and consumer financial protection compliance advisory services as needed; encourage ... aid and consumer financial protection compliance responsibilities as appropriate; promote..

Lookout is an integrated endpoint-to-cloud security company. Our mission is to secure and empower our digital future in a privacy-focused world where mobility and cloud are essential to all we do ..

Compliance Officer Duties: Administer the firm’s Code ... Ethics, Political Law, and Lobbying Compliance Programs. Oversee compliance-related operating procedures, including: Affiliated Underwriting ... operating procedures, including: Affiliated Underwriting Compliance, Corporate..

Investment Management Attorney/Internal Counsel Responsibilities: Act ... Attorney/Internal Counsel Responsibilities: Act as investment management legal counsel for the ... report to the firm’s Chief Compliance Officer. Research and report on..

:text,ActualValueFromSolar:null},{QuestionName:Recruiter,AnswerValue:Myriam Holguin,VerityZone:recruiterid,QuestionType:Multi-Select,ActualValueFromSolar:null},{QuestionName:Opportunity Overview,AnswerValue:u003cbu003eIf you’re looking for a challenging and rewarding career,u003c/bu003eu0026nbsp;the Associate Financial Advisor role at Edward Jones may be the right opportunity for you. With the same licensing as our ..

... AND SCOPE:The Senior Ethics & Compliance Officer (SECO) will manage the compliance program for several product lines ... and mentored by the VP, Compliance and, ideally, will be viewed..

Senior Research Compliance Officer (SRCO) Duties: Reporting to the ... to the University Chief Research Compliance Officer, will represents the Office of ... planning, implementing, and monitoring the compliance program...

Compliance Officer, US Commercial Duties: Create and ... Commercial Duties: Create and deliver compliance education (Training and Awareness) for ... other members of the US compliance department in identifying and..

Defined Plans Counsel / Compliance Officer The candidate will review and ... processes and controls to ensure compliance with ERISA, DOL and IRS ... ongoing and annual CORE Plan compliance..

Legal Counsel/Compliance Officer The candidate will review, revise, ... key issues. Serve as firm Compliance Officer by working with firm management ... periodic training to ensure Institution compliance. Collaborate and..

Senior Lead Counsel: Digital - Wealth & Investment Management The candidate will engage and influence stakeholders, internal partners and peers associated with the function or affected by its outcomes. Will apply ..

Chief Compliance Officer The candidate will report to ... develop and motivate a small compliance team while providing support to ... work within the legal and compliance team, but within..

Senior Research Compliance Officer Responsibilities: Reporting to the University ... to the University Chief Research Compliance Officer. Establishing effective research compliance policies, procedures, and guidelines, in ... seven elements of..

Compliance Officer - Consumer Financial Service The ... and manage an effective legal compliance management system. Develop and review ... Advise management on the company’s compliance with laws and regulations..

Title IX Investigator / Compliance Officer The candidate will be serving ... investigations (the Internal Investigator/Title IX Compliance SEP role). Conducting informal investigations ... as the internal investigator/Title IX Compliance..

Privacy Compliance Officer Duties: Consult, collaborate, and provide ... relevant to operations, and updates Compliance Program documents as necessary. Perform ... as necessary. Perform routine privacy compliance monitoring activities by..